David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
XYZ
326
CALL
Block Inc
XYZ
$49.4B
| $64.6M | 0.07% |
1,459,700
-288,200
| -16% | -$17.8M |
|
327
Abercrombie & Fitch
ANF
$4.84B
| $64.4M | 0.07% |
1,142,799
-98,038
| -8% | -$4.35M |
|
328
W.W. Grainger
GWW
$61.8B
| $64.3M | 0.07% |
92,949
+43,739
| +89% | +$31.6M |
|
329
PUT
US Bancorp
USB
$96.7B
| $64.1M | 0.07% |
1,938,000
+239,100
| +14% | +$8.71M |
|
330
C.H. Robinson
CHRW
$16.5B
| $63.3M | 0.07% |
734,858
+102,397
| +16% | +$9.56M |
|
331
American International
AIG
$39.8B
| $63.2M | 0.07% |
1,043,486
+41,683
| +4% | +$2.49M |
|
332
PUT
United Parcel Service
UPS
$86.8B
| $63.2M | 0.07% |
405,200
+141,300
| +54% | +$24.4M |
|
333
Samsara
IOT
$23.3B
| $63M | 0.07% |
2,500,033
-753,123
| -23% | -$20M |
|
334
Valmont Industries
VMI
$9.38B
| $63M | 0.07% |
262,211
+144,634
| +123% | +$37.2M |
|
335
PUT
AT&T
T
$173B
| $62.9M | 0.07% |
4,190,300
+2,996,800
| +251% | +$43.9M |
|
336
Palo Alto Networks
PANW
$292B
| $62.9M | 0.07% |
536,650
-1,941,320
| -78% | -$230M |
|
337
PUT
American Express
AXP
$227B
| $62.5M | 0.07% |
418,900
+263,100
| +169% | +$43M |
|
338
Linde
LIN
$225B
| $62.4M | 0.07% |
167,637
-16,658
| -9% | -$6.34M |
|
339
CALL
CrowdStrike
CRWD
$195B
| $62.2M | 0.07% |
1,486,800
+153,200
| +11% | +$5.95M |
|
340
Costco
COST
$420B
| $62.1M | 0.06% |
109,979
-223,661
| -67% | -$123M |
|
341
Wells Fargo
WFC
$254B
| $62.1M | 0.06% |
1,519,643
+592,336
| +64% | +$25.6M |
|
342
Teva Pharmaceuticals
TEVA
$43.5B
| $61.6M | 0.06% |
6,038,675
+582,945
| +11% | +$5.43M |
|
343
PUT
Intuit
INTU
$100B
| $61.3M | 0.06% |
120,000
| – | – |
|
344
Bank of America
BAC
$431B
| $61.2M | 0.06% |
2,236,939
-8,633,360
| -79% | -$255M |
|
345
CVS Health
CVS
$119B
| $60.9M | 0.06% |
872,051
-908,874
| -51% | -$64.4M |
|
346
Marriott International
MAR
$92.9B
| $60.4M | 0.06% |
307,194
-107,464
| -26% | -$21.3M |
|
|
347
CALL
Nike
NKE
$60.5B
| $60.2M | 0.06% |
629,400
+102,200
| +19% | +$10.5M |
|
348
Boston Scientific
BSX
$73B
| $60.1M | 0.06% |
1,137,557
-28,268
| -2% | -$1.48M |
|
349
Archer Daniels Midland
ADM
$38.7B
| $59.9M | 0.06% |
793,914
+108,049
| +16% | +$8.75M |
|
350
Snap-on
SNA
$20.3B
| $59.9M | 0.06% |
234,737
+60,672
| +35% | +$16.4M |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $2.99B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.