David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.19% |
| 2 | Healthcare | 10.41% |
| 3 | Financials | 9.12% |
| 4 | Communication Services | 8.45% |
| 5 | Consumer Discretionary | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
NiSource
NI
$19.5B
| $45M | 0.08% |
2,032,984
+1,118,683
| +122% | +$24.9M |
|
327
Aflac
AFL
$58.2B
| $44.9M | 0.08% |
1,289,140
+1,011,844
| +365% | +$35.6M |
|
328
Newmont
NEM
$139B
| $44.7M | 0.08% |
1,311,296
+3,326
| +0.3% | +$114K |
|
329
Huntington Ingalls Industries
HII
$11.8B
| $44.6M | 0.08% |
241,895
-248,602
| -51% | -$42.2M |
|
330
Chipotle Mexican Grill
CMG
$46.7B
| $44.3M | 0.08% |
5,868,750
+3,140,800
| +115% | +$24.8M |
|
331
Axalta
AXTA
$7.75B
| $44.3M | 0.08% |
1,627,795
+217,348
| +15% | +$5.72M |
|
332
Philip Morris
PM
$293B
| $44.2M | 0.08% |
483,223
+421,466
| +682% | +$39.1M |
|
333
Old Republic International
ORI
$10B
| $44.2M | 0.08% |
2,326,091
+867,461
| +59% | +$15.6M |
|
|
APC
334
PUT
DELISTED
Anadarko Petroleum
APC
| $44.1M | 0.07% |
632,100
+96,700
| +18% | +$6.29M |
|
335
CALL
Bausch Health
BHC
$2.41B
| $44.1M | 0.07% |
3,034,400
-1,509,500
| -33% | -$27.7M |
|
336
ConocoPhillips
COP
$162B
| $44M | 0.07% |
878,542
-2,241,629
| -72% | -$103M |
|
337
NVIDIA
NVDA
$5.2T
| $44M | 0.07% |
+16,471,520
| New | +$34.4M |
|
338
Marvell Technology
MRVL
$213B
| $43.9M | 0.07% |
3,167,477
-221,188
| -7% | -$3.01M |
|
339
PUT
Nike
NKE
$60.5B
| $43.5M | 0.07% |
856,300
+405,600
| +90% | +$20.8M |
|
340
CALL
Altria Group
MO
$110B
| $43.4M | 0.07% |
642,200
+373,500
| +139% | +$24.1M |
|
341
FirstEnergy
FE
$26.6B
| $43.3M | 0.07% |
1,397,855
+1,188,914
| +569% | +$38.1M |
|
342
Lamb Weston
LW
$7.38B
| $43.3M | 0.07% |
+1,143,429
| New | +$39M |
|
343
Coeur Mining
CDE
$21.6B
| $43.3M | 0.07% |
4,759,508
+1,125,898
| +31% | +$11.6M |
|
344
Post Holdings
POST
$3.65B
| $43.2M | 0.07% |
820,223
+246,114
| +43% | +$12.4M |
|
345
HP
HPQ
$27.2B
| $43.1M | 0.07% |
2,906,407
+1,644,492
| +130% | +$24.9M |
|
|
RAI
346
DELISTED
Reynolds American Inc
RAI
| $43.1M | 0.07% |
768,963
+760,605
| +9,100% | +$40.4M |
|
347
Carlisle Companies
CSL
$14.6B
| $42.9M | 0.07% |
388,990
+60,807
| +19% | +$6.64M |
|
348
Kroger
KR
$35.5B
| $42.8M | 0.07% |
1,238,846
-738,395
| -37% | -$24.1M |
|
349
L3Harris
LHX
$49.7B
| $42.7M | 0.07% |
417,029
+299,300
| +254% | +$29.6M |
|
|
MRO
350
DELISTED
Marathon Oil Corporation
MRO
| $42.6M | 0.07% |
2,462,876
-594,952
| -19% | -$9.56M |
|
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David Shaw's Q4 2016 Portfolio in Review
As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
- David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- David Shaw opened 462 new positions and closed 397 in Q4 2016.
- David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.