David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$846M |
| 2 |
PayPal
PYPL
|
+$430M |
| 3 |
PCP
PRECISION CASTPARTS CORP
PCP
|
+$357M |
| 4 |
Meta Platforms (Facebook)
META
|
+$319M |
| 5 |
Kraft Heinz
KHC
|
+$319M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$778M |
| 2 |
Amazon
AMZN
|
+$424M |
| 3 |
eBay
EBAY
|
+$367M |
| 4 |
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
|
+$240M |
| 5 |
Valero Energy
VLO
|
+$212M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 11.61% |
| 2 | Healthcare | 10.96% |
| 3 | Communication Services | 9.03% |
| 4 | Technology | 8.2% |
| 5 | Consumer Discretionary | 7.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
KS
326
DELISTED
KapStone Paper and Pack Corp.
KS
| $47.8M | 0.07% |
2,893,416
-258,073
| -8% | -$5.64M |
|
327
Caterpillar
CAT
$381B
| $47.6M | 0.07% |
728,650
+572,285
| +366% | +$43.8M |
|
|
328
eBay
EBAY
$46.3B
| $47.6M | 0.07% |
1,947,987
-13,636,083
| -88% | -$367M |
|
329
Cisco
CSCO
$438B
| $47.4M | 0.07% |
1,807,212
+1,478,726
| +450% | +$39.9M |
|
|
SWI
330
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
| $46.9M | 0.07% |
1,195,362
+509,082
| +74% | +$20.9M |
|
331
PUT
General Motors
GM
$77.2B
| $46.8M | 0.07% |
1,560,200
+260,800
| +20% | +$7.99M |
|
|
TMH
332
DELISTED
Team Health Holdings Inc
TMH
| $46.8M | 0.07% |
866,326
+401,875
| +87% | +$25.1M |
|
333
AutoZone
AZO
$48.3B
| $46.7M | 0.07% |
64,478
+54,628
| +555% | +$38.7M |
|
|
AGN
334
CALL
DELISTED
Allergan plc
AGN
| $46.5M | 0.07% |
171,136
+17,100
| +11% | +$5.25M |
|
335
PUT
Qualcomm
QCOM
$169B
| $46.4M | 0.07% |
862,700
+449,700
| +109% | +$26.7M |
|
|
LGF
336
DELISTED
Lions Gate Entertainment
LGF
| $46.3M | 0.07% |
1,259,295
+255,095
| +25% | +$9.63M |
|
337
Norfolk Southern
NSC
$78.8B
| $46.2M | 0.07% |
604,099
+241,002
| +66% | +$19.6M |
|
|
HOT
338
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
| $46M | 0.07% |
691,342
+38,130
| +6% | +$2.9M |
|
339
PUT
Wells Fargo
WFC
$254B
| $45.8M | 0.07% |
892,500
+170,100
| +24% | +$9.35M |
|
340
CALL
Visa
V
$693B
| $45.7M | 0.07% |
656,200
+356,400
| +119% | +$25.4M |
|
341
PUT
Intel
INTC
$476B
| $45.5M | 0.07% |
1,511,200
-381,500
| -20% | -$11M |
|
|
GNC
342
DELISTED
GNC Holdings, Inc.
GNC
| $45.4M | 0.07% |
1,121,990
+170,765
| +18% | +$7.79M |
|
|
CELG
343
CALL
DELISTED
Celgene Corp
CELG
| $45.2M | 0.07% |
418,300
+120,900
| +41% | +$15M |
|
|
VISN
344
Vistance Networks Inc
VISN
$2.59B
| $45.1M | 0.07% |
1,502,389
+95,819
| +7% | +$2.97M |
|
345
Sabre
SABR
$848M
| $45M | 0.07% |
1,654,639
+1,303,217
| +371% | +$35.2M |
|
346
PUT
General Dynamics
GD
$104B
| $44.9M | 0.07% |
325,800
| – | – |
|
347
NewMarket
NEU
$8.62B
| $44.6M | 0.07% |
125,000
-13,970
| -10% | -$5.66M |
|
|
WWAV
348
DELISTED
The WhiteWave Foods Company
WWAV
| $44.4M | 0.07% |
1,106,870
+189,584
| +21% | +$9.05M |
|
|
AXLL
349
DELISTED
AXIALL CORP COM STK (DE)
AXLL
| $44M | 0.06% |
2,807,306
+701,250
| +33% | +$18.8M |
|
350
TSMC
TSM
$2.17T
| $43.7M | 0.06% |
2,104,219
+2,057,804
| +4,433% | +$43.2M |
|
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David Shaw's Q3 2015 Portfolio in Review
As of Q3 2015, David Shaw held 4,145 positions worth $67.9B, up 1.1% from $67.1B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw deployed $7.88B of net new capital in Q3 2015, opening 429 new positions and adding to 1,450 existing holdings. Its largest new stake was PayPal: 12,006,709 shares worth $373M.
By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Amazon, an estimated $424M trimmed.
- David Shaw's largest Q3 2015 buy was PayPal: 12,006,709 shares worth $373M.
- David Shaw added most to Alphabet (Google) Class C in Q3 2015, an estimated $846M increase.
- David Shaw's biggest Q3 2015 reduction was Amazon, cutting an estimated $424M.
- David Shaw fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $778M.
- David Shaw's ten largest holdings make up 10% of its $67.9B portfolio in Q3 2015.
- David Shaw opened 429 new positions and closed 449 in Q3 2015.
- David Shaw's portfolio value rose 1.1% quarter-over-quarter to $67.9B.
Based on D.E. Shaw & Co's 13F filing for Q3 2015, filed 16 Nov 2015.