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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$8.92B
Cap. Flow %
-8.05%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Technology 14.87%
2 Consumer Discretionary 9.92%
3 Healthcare 7.34%
4 Financials 7.06%
5 Communication Services 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNXC icon
3451
Concentrix
CNXC
$1.7B
$990K ﹤0.01%
+5,595
New +$927K
SPRU icon
3452
Spruce Power Holding Corp
SPRU
$38.5M
$990K ﹤0.01%
+20,097
New +$1.07M
AXSM icon
3453
CALL
Axsome Therapeutics
AXSM
$10.9B
$989K ﹤0.01%
30,000
– –
EIG icon
3454
Employers Holdings
EIG
$883M
$988K ﹤0.01%
25,022
-58,963
-70% -$2.41M
FLAC
3455
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
$988K ﹤0.01%
100,475
+45,706
+83% +$446K
LOGI icon
3456
PUT
Logitech
LOGI
$14.3B
$987K ﹤0.01%
11,200
+4,400
+65% +$475K
RWT
3457
Redwood Trust
RWT
$579M
$987K ﹤0.01%
76,540
+13,563
+22% +$166K
WALD icon
3458
Waldencast
WALD
$176M
$987K ﹤0.01%
100,701
+25,701
+34% +$253K
BBT
3459
Beacon Financial Corp
BBT
$2.66B
$986K ﹤0.01%
36,557
-11,901
-25% -$314K
CNR
3460
Core Natural Resources Inc
CNR
$4.87B
$984K ﹤0.01%
37,836
-1,199
-3% -$26.4K
BERY
3461
DELISTED
Berry Global Group, Inc.
BERY
$984K ﹤0.01%
+17,595
New +$1.04M
AAP icon
3462
CALL
Advance Auto Parts
AAP
$2.66B
$982K ﹤0.01%
4,700
-10,000
-68% -$2.08M
BMRC icon
3463
Bank of Marin Bancorp
BMRC
$434M
$982K ﹤0.01%
26,013
+16,864
+184% +$588K
ICHR icon
3464
Ichor Holdings
ICHR
$2.16B
$982K ﹤0.01%
+23,888
New +$1.09M
RERE
3465
ATRenew
RERE
$886M
$981K ﹤0.01%
+97,800
New +$1.11M
VMD icon
3466
Viemed Healthcare
VMD
$355M
$981K ﹤0.01%
176,772
+31,556
+22% +$205K
WBS
3467
DELISTED
Webster Financial
WBS
$979K ﹤0.01%
17,985
-64,458
-78% -$3.21M
BEN icon
3468
CALL
Franklin Templeton
BEN
$17.8B
$978K ﹤0.01%
32,900
– –
UNH icon
3469
CALL
UnitedHealth
UNH
$360B
$977K ﹤0.01%
2,500
-134,400
-98% -$55.7M
RNR icon
3470
RenaissanceRe
RNR
$13.8B
$976K ﹤0.01%
7,004
-23,082
-77% -$3.5M
SPB icon
3471
CALL
Spectrum Brands
SPB
$2.04B
$976K ﹤0.01%
+10,200
New +$867K
VOYA icon
3472
PUT
Voya Financial
VOYA
$9.2B
$976K ﹤0.01%
+15,900
New +$1.01M
CCU icon
3473
Compañía de Cervecerías Unidas
CCU
$2.32B
$974K ﹤0.01%
56,352
-75,303
-57% -$1.5M
OZON
3474
CALL
DELISTED
Ozon Holdings PLC American Depositary Shares, each ADS representing one ordinary share
OZON
$974K ﹤0.01%
19,300
– –
TECK icon
3475
PUT
Teck Resources
TECK
$34.9B
$971K ﹤0.01%
39,000
+24,000
+160% +$550K
137 138
139
140 141

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $8.92B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.