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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSLR icon
3451
CALL
First Solar
FSLR
$23B
– –
-7,000
Closed -$279K
GABC icon
3452
German American Bancorp
GABC
$1.88B
– –
-11,212
Closed -$382K
GEN icon
3453
Gen Digital
GEN
$17.3B
– –
-165,465
Closed -$5.04M
GES
3454
CALL
DELISTED
Guess Inc
GES
– –
-14,700
Closed -$188K
GGB icon
3455
Gerdau
GGB
$8.5B
– –
-72,127
Closed -$175K
GILD icon
3456
CALL
Gilead Sciences
GILD
$181B
– –
-5,600
Closed -$396K
GLOB icon
3457
Globant
GLOB
$1.71B
– –
-23,150
Closed -$955K
GLW icon
3458
Corning
GLW
$129B
– –
-94,509
Closed -$2.84M
GNRC icon
3459
Generac Holdings
GNRC
$12.2B
– –
-25,464
Closed -$920K
GOGO icon
3460
Gogo Inc
GOGO
$363M
– –
-210,255
Closed -$2.42M
GOOS
3461
Canada Goose Holdings
GOOS
$854M
– –
-115,172
Closed -$2.27M
GPI icon
3462
CALL
Group 1 Automotive
GPI
$3.12B
– –
-6,000
Closed -$380K
GRBK icon
3463
Green Brick Partners
GRBK
$3.09B
– –
-12,773
Closed -$146K
GRC icon
3464
Gorman-Rupp
GRC
$2.06B
– –
-11,557
Closed -$294K
HAS icon
3465
Hasbro
HAS
$13.2B
– –
-37,396
Closed -$3.79M
HBIO icon
3466
Harvard Bioscience
HBIO
$34.1M
– –
-2,953
Closed -$75K
HHS icon
3467
Harte-Hanks
HHS
$27.4M
– –
-18,112
Closed -$187K
HII icon
3468
CALL
Huntington Ingalls Industries
HII
$11.8B
– –
-29,100
Closed -$5.42M
HL icon
3469
Hecla Mining
HL
$13.9B
– –
-412,637
Closed -$2.1M
HLT icon
3470
Hilton Worldwide
HLT
$73.5B
– –
-124,068
Closed -$7.67M
HQY icon
3471
PUT
HealthEquity
HQY
$8.81B
– –
-10,000
Closed -$498K
HSBC icon
3472
HSBC
HSBC
$357B
– –
-13,236
Closed -$585K
HWC icon
3473
CALL
Hancock Whitney
HWC
$6.05B
– –
-5,100
Closed -$250K
IBOC icon
3474
International Bancshares
IBOC
$4.45B
– –
-11,674
Closed -$409K
IDCC icon
3475
CALL
InterDigital
IDCC
$8.84B
– –
-36,700
Closed -$2.84M
137 138
139
140 141

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.