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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
3451
CALL
Eaton
ETN
$163B
– –
-15,500
Closed -$1.02M
EXPO icon
3452
Exponent
EXPO
$3.34B
– –
-57,648
Closed -$1.47M
EXR icon
3453
Extra Space Storage
EXR
$31B
– –
-3,510
Closed -$279K
FHB icon
3454
First Hawaiian
FHB
$3.2B
– –
-23,000
Closed -$618K
FLS icon
3455
Flowserve
FLS
$10.1B
– –
-9,683
Closed -$467K
FRT icon
3456
Federal Realty Investment Trust
FRT
$10.1B
– –
-8,613
Closed -$1.33M
FUL icon
3457
H.B. Fuller
FUL
$3.16B
– –
-7,246
Closed -$337K
FULT icon
3458
Fulton Financial
FULT
$4.51B
– –
-10,163
Closed -$148K
GBX icon
3459
The Greenbrier Companies
GBX
$1.42B
– –
-13,972
Closed -$521K
GIB icon
3460
CGI
GIB
$15.5B
– –
-16,300
Closed -$777K
GIII icon
3461
G-III Apparel Group
GIII
$1.43B
– –
-7,900
Closed -$230K
GIII icon
3462
PUT
G-III Apparel Group
GIII
$1.43B
– –
-30,000
Closed -$875K
GIS icon
3463
PUT
General Mills
GIS
$21.4B
– –
-35,200
Closed -$2.25M
GKOS icon
3464
Glaukos
GKOS
$10.9B
– –
-20,486
Closed -$773K
GME icon
3465
CALL
GameStop
GME
$8.17B
– –
-76,400
Closed -$527K
XRN
3466
Chiron Real Estate Inc
XRN
$492M
– –
-12,030
Closed -$587K
GOOD
3467
Gladstone Commercial Corp
GOOD
$625M
– –
-20,228
Closed -$377K
GPI icon
3468
Group 1 Automotive
GPI
$3.12B
– –
-4,162
Closed -$286K
HCA icon
3469
PUT
HCA Healthcare
HCA
$92.9B
– –
-10,000
Closed -$756K
HES
3470
DELISTED
Hess
HES
– –
-23,458
Closed -$1.28M
HHH icon
3471
CALL
Howard Hughes
HHH
$3.97B
– –
-22,554
Closed -$2.46M
HHH icon
3472
PUT
Howard Hughes
HHH
$3.97B
– –
-5,560
Closed -$607K
HLIO icon
3473
Helios Technologies
HLIO
$2.51B
– –
-12,008
Closed -$387K
HLT icon
3474
Hilton Worldwide
HLT
$73.5B
– –
-107,686
Closed -$7.41M
HOMB icon
3475
Home BancShares
HOMB
$6.06B
– –
-10,485
Closed -$218K
137 138
139
140 141

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.