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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-18.49%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$64.1B
AUM Growth
-$23.4B
Cap. Flow
-$5.59B
Cap. Flow %
-8.73%
Top 10 Hldgs %
11.78%
Holding
4,498
New
538
Increased
1,356
Reduced
1,723
Closed
626

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$454M
2
AAPL icon
Apple
AAPL
+$364M
3
PG icon
Procter & Gamble
PG
+$314M
4
VZ icon
Verizon
VZ
+$308M
5
PFE icon
Pfizer
PFE
+$299M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$735M
2
EMR icon
Emerson Electric
EMR
+$423M
3
BIIB icon
Biogen
BIIB
+$354M
4
PYPL icon
PayPal
PYPL
+$349M
5
AMZN icon
Amazon
AMZN
+$338M

Sector Composition

Rank Sector Weight
1 Technology 19.34%
2 Healthcare 11.75%
3 Consumer Discretionary 9.24%
4 Financials 7.7%
5 Communication Services 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBAN icon
3401
CALL
Huntington Bancshares
HBAN
$34.4B
$290K ﹤0.01%
+35,300
New +$434K
ORTX
3402
DELISTED
Orchard Therapeutics plc American Depositary Shares
ORTX
$289K ﹤0.01%
3,835
+2,377
+163% +$274K
WTI icon
3403
W&T Offshore
WTI
$574M
$288K ﹤0.01%
169,435
-944,855
-85% -$3.22M
GDEN
3404
DELISTED
Golden Entertainment
GDEN
$287K ﹤0.01%
43,490
+28,739
+195% +$439K
GKOS icon
3405
Glaukos
GKOS
$11B
$287K ﹤0.01%
9,300
+2,027
+28% +$104K
SIVB
3406
CALL
DELISTED
SVB Financial Group
SIVB
$287K ﹤0.01%
1,900
– –
ALK icon
3407
PUT
Alaska Air
ALK
$4.64B
$285K ﹤0.01%
10,000
-37,500
-79% -$2.04M
LSI
3408
PUT
DELISTED
Life Storage, Inc.
LSI
$284K ﹤0.01%
+4,500
New +$322K
MZTI
3409
The Marzetti Company
MZTI
$3.17B
$283K ﹤0.01%
1,959
-896
-31% -$136K
MBIN icon
3410
Merchants Bancorp
MBIN
$2.48B
$283K ﹤0.01%
27,953
-18,768
-40% -$230K
PBF icon
3411
PUT
PBF Energy
PBF
$8.24B
$283K ﹤0.01%
40,000
-68,600
-63% -$1.54M
TDW icon
3412
PUT
Tidewater
TDW
$4.62B
$283K ﹤0.01%
40,000
– –
CXO
3413
PUT
DELISTED
CONCHO RESOURCES INC.
CXO
$283K ﹤0.01%
6,600
-134,600
-95% -$9.36M
XLF icon
3414
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$282K ﹤0.01%
+13,568
New +$374K
SRC
3415
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$282K ﹤0.01%
10,774
-1,402
-12% -$63.4K
BCC icon
3416
Boise Cascade
BCC
$2.87B
$281K ﹤0.01%
11,812
+2,723
+30% +$92.5K
PLYA
3417
DELISTED
Playa Hotels & Resorts
PLYA
$281K ﹤0.01%
160,554
+61,816
+63% +$355K
FOE
3418
CALL
DELISTED
Ferro Corporation
FOE
$281K ﹤0.01%
30,000
– –
LCII icon
3419
LCI Industries
LCII
$2.54B
$280K ﹤0.01%
+4,184
New +$408K
NKTR icon
3420
Nektar Therapeutics
NKTR
$2.52B
$279K ﹤0.01%
1,042
-5,329
-84% -$1.65M
SCHW
3421
Charles Schwab
SCHW
$197B
$279K ﹤0.01%
8,300
-750,713
-99% -$31.5M
TTM
3422
DELISTED
Tata Motors Limited
TTM
$279K ﹤0.01%
59,038
-600
-1% -$6.02K
XONE
3423
DELISTED
The ExOne Company
XONE
$279K ﹤0.01%
43,694
-22,757
-34% -$150K
MCFT icon
3424
MasterCraft Boat Holdings
MCFT
$606M
$278K ﹤0.01%
38,069
-34,031
-47% -$498K
KTOS icon
3425
CALL
Kratos Defense & Security Solutions
KTOS
$9.96B
$277K ﹤0.01%
20,000
– –
135 136
137
138 139

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David Shaw's Q1 2020 Portfolio in Review

As of Q1 2020, David Shaw held 4,498 positions worth $64.1B, down 27% from $87.5B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw withdrew a net $5.59B in Q1 2020, closing 626 positions and reducing 1,723 holdings. Its most notable exit was PG&E, an estimated $79M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, David Shaw opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $124M.

  • David Shaw's largest Q1 2020 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,005,000 shares worth $124M.
  • David Shaw added most to ExxonMobil in Q1 2020, an estimated $454M increase.
  • David Shaw's biggest Q1 2020 reduction was Tesla, cutting an estimated $735M.
  • David Shaw fully exited PG&E in Q1 2020, selling an estimated $79M.
  • David Shaw's ten largest holdings make up 12% of its $64.1B portfolio in Q1 2020.
  • David Shaw opened 538 new positions and closed 626 in Q1 2020.
  • David Shaw's portfolio value fell 27% quarter-over-quarter to $64.1B.

Based on D.E. Shaw & Co's 13F filing for Q1 2020, filed 15 May 2020.