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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASB icon
3401
Associated Banc-Corp
ASB
$5.88B
– –
-17,837
Closed -$449K
AYI icon
3402
Acuity Brands
AYI
$10.1B
– –
-9,465
Closed -$1.76M
AZN icon
3403
AstraZeneca
AZN
$255B
– –
-24,706
Closed -$1.68M
BMO icon
3404
CALL
Bank of Montreal
BMO
$121B
– –
-18,400
Closed -$1.35M
BMO icon
3405
PUT
Bank of Montreal
BMO
$121B
– –
-17,000
Closed -$1.25M
BNED icon
3406
Barnes & Noble Education
BNED
$418M
– –
-230
Closed -$244K
BP icon
3407
CALL
BP
BP
$113B
– –
-33,839
Closed -$1.04M
CARS icon
3408
Cars.com
CARS
$673M
– –
-131,285
Closed -$3.5M
CBRL icon
3409
Cracker Barrel
CBRL
$1.29B
– –
-8,662
Closed -$1.32M
CBSH icon
3410
Commerce Bancshares
CBSH
$8.48B
– –
-16,461
Closed -$603K
CFG icon
3411
CALL
Citizens Financial Group
CFG
$29.8B
– –
-102,600
Closed -$3.66M
CHGG icon
3412
Chegg
CHGG
$89.4M
– –
-80,825
Closed -$993K
CHRD icon
3413
Chord Energy
CHRD
$8B
– –
-205,510
Closed -$1.65M
CHRW icon
3414
C.H. Robinson
CHRW
$16.7B
– –
-87,216
Closed -$5.99M
CIEN icon
3415
Ciena
CIEN
$52.2B
– –
-429,783
Closed -$10.3M
CIM
3416
CALL
Chimera Investment
CIM
$972M
– –
-20,000
Closed -$1.12M
CLB icon
3417
Core Laboratories
CLB
$554M
– –
-15,864
Closed -$1.61M
CLDT
3418
Chatham Lodging
CLDT
$639M
– –
-12,456
Closed -$250K
CLF icon
3419
PUT
Cleveland-Cliffs
CLF
$6.86B
– –
-41,700
Closed -$289K
CLW icon
3420
PUT
Clearwater Paper
CLW
$352M
– –
-30,000
Closed -$1.4M
CMC icon
3421
Commercial Metals
CMC
$7.37B
– –
-51,454
Closed -$999K
CMCO icon
3422
PUT
Columbus McKinnon
CMCO
$510M
– –
-20,000
Closed -$508K
CMCSA icon
3423
PUT
Comcast
CMCSA
$96.1B
– –
-48,000
Closed -$1.87M
CNMD icon
3424
CONMED
CNMD
$1.54B
– –
-6,102
Closed -$311K
COHU icon
3425
PUT
Cohu
COHU
$2.41B
– –
-40,600
Closed -$639K
135 136
137
138 139

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.