David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3376
CALL
Labcorp
LH
$27.4B
| $402K | ﹤0.01% |
2,000
-14,878
| -88% | -$3.14M |
|
3377
News Corp Class B
NWS
$19B
| $401K | ﹤0.01% |
19,230
-2,400
| -11% | -$49.7K |
|
3378
Atlanta Braves Holdings Series A
BATRA
$3.71B
| $399K | ﹤0.01% |
10,218
-34,866
| -77% | -$1.48M |
|
3379
Mitek Systems
MITK
$813M
| $399K | ﹤0.01% |
37,226
-65,179
| -64% | -$730K |
|
3380
Red Robin
RRGB
$183M
| $398K | ﹤0.01% |
49,521
-195,770
| -80% | -$2.33M |
|
3381
Veracyte
VCYT
$3.54B
| $398K | ﹤0.01% |
+17,829
| New | +$459K |
|
3382
CALL
Manchester United
MANU
$4.12B
| $396K | ﹤0.01% |
20,000
| – | – |
|
3383
CALL
B&G Foods
BGS
$286M
| $396K | ﹤0.01% |
40,000
-50,000
| -56% | -$620K |
|
3384
Allogene Therapeutics
ALLO
$750M
| $394K | ﹤0.01% |
124,238
-151,610
| -55% | -$664K |
|
3385
Huntington Ingalls Industries
HII
$11.5B
| $391K | ﹤0.01% |
+1,912
| New | +$422K |
|
3386
CALL
Allstate
ALL
$65.1B
| $390K | ﹤0.01% |
3,500
-3,900
| -53% | -$426K |
|
|
RDFN
3387
DELISTED
Redfin
RDFN
| $388K | ﹤0.01% |
55,051
-943,364
| -94% | -$10.4M |
|
3388
Tilly's
TLYS
$114M
| $385K | ﹤0.01% |
47,420
-18,159
| -28% | -$149K |
|
|
GOLD
3389
Gold.com Inc
GOLD
$1.36B
| $384K | ﹤0.01% |
+13,106
| New | +$473K |
|
3390
C3.ai
AI
$1.52B
| $384K | ﹤0.01% |
15,046
-121,081
| -89% | -$4.04M |
|
3391
Carriage Services
CSV
$553M
| $381K | ﹤0.01% |
13,485
-22,560
| -63% | -$711K |
|
|
INDIW
3392
DELISTED
indie Semiconductor, Inc. Warrant
INDIW
| $381K | ﹤0.01% |
213,326
+109,804
| +106% | +$199K |
|
3393
CALL
Ferguson
FERG
$45B
| $378K | ﹤0.01% |
+2,300
| New | +$363K |
|
|
TARO
3394
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
| $376K | ﹤0.01% |
9,978
-24,088
| -71% | -$904K |
|
3395
Mattel
MAT
$4.36B
| $376K | ﹤0.01% |
17,076
-1,398,159
| -99% | -$29.9M |
|
|
NVEE
3396
DELISTED
NV5 Global
NVEE
| $375K | ﹤0.01% |
15,600
-1,200
| -7% | -$30.9K |
|
3397
ABM Industries
ABM
$2.73B
| $374K | ﹤0.01% |
9,345
-21,994
| -70% | -$952K |
|
|
SEI
3398
Solaris Energy Infrastructure
SEI
$3.48B
| $372K | ﹤0.01% |
+34,881
| New | +$356K |
|
|
NFBK
3399
DELISTED
Northfield Bancorp
NFBK
| $372K | ﹤0.01% |
+39,326
| New | +$430K |
|
3400
CALL
Teva Pharmaceuticals
TEVA
$44.4B
| $370K | ﹤0.01% |
36,300
| – | – |
|
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David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $2.99B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.