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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$72.6B
AUM Growth
+$7.53B
Cap. Flow
+$3.73B
Cap. Flow %
5.13%
Top 10 Hldgs %
9.55%
Holding
3,940
New
507
Increased
1,441
Reduced
1,273
Closed
394

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$434M
2
NFLX icon
Netflix
NFLX
+$301M
3
BABA icon
Alibaba
BABA
+$245M
4
VZ icon
Verizon
VZ
+$235M
5
TSLA icon
Tesla
TSLA
+$230M

Sector Composition

Rank Sector Weight
1 Technology 13.95%
2 Healthcare 11.57%
3 Consumer Discretionary 9.23%
4 Communication Services 8.8%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
XONE
3376
PUT
DELISTED
The ExOne Company
XONE
$210K ﹤0.01%
+25,000
New +$264K
MINI
3377
DELISTED
Mobile Mini Inc
MINI
$210K ﹤0.01%
+6,082
New +$208K
GERN icon
3378
Geron
GERN
$989M
$209K ﹤0.01%
116,183
+101,327
+682% +$205K
BAP icon
3379
PUT
Credicorp
BAP
$30.2B
$207K ﹤0.01%
1,000
AFSI
3380
DELISTED
AmTrust Financial Services, Inc.
AFSI
$207K ﹤0.01%
+20,550
New +$233K
CRMT icon
3381
America's Car Mart
CRMT
$19.1M
$206K ﹤0.01%
4,619
-2,244
-33% -$98.5K
H icon
3382
PUT
Hyatt Hotels
H
$16.9B
$206K ﹤0.01%
+2,800
New +$189K
FORR icon
3383
Forrester Research
FORR
$227M
$205K ﹤0.01%
4,647
-5,694
-55% -$255K
FNSR
3384
CALL
DELISTED
Finisar Corp
FNSR
$204K ﹤0.01%
10,000
SNDX icon
3385
Syndax Pharmaceuticals
SNDX
$1.77B
$202K ﹤0.01%
23,063
+7,433
+48% +$73.6K
PPL
3386
PUT
PPL Corp
PPL
$26.3B
$201K ﹤0.01%
+6,500
New +$233K
WBC
3387
PUT
DELISTED
WABCO HOLDINGS INC.
WBC
$201K ﹤0.01%
1,400
BSET icon
3388
Bassett Furniture
BSET
$163M
$200K ﹤0.01%
+5,325
New +$204K
CRZO
3389
CALL
DELISTED
Carrizo Oil & Gas Inc
CRZO
$200K ﹤0.01%
9,400
-2,400
-20% -$44.3K
DOC
3390
DELISTED
PHYSICIANS REALTY TRUST
DOC
$200K ﹤0.01%
11,144
-312,741
-97% -$5.61M
CMCM
3391
Cheetah Mobile
CMCM
$93.7M
$199K ﹤0.01%
3,301
+171
+5% +$8.72K
DDD icon
3392
CALL
3D Systems Corp
DDD
$527M
$199K ﹤0.01%
23,000
QTRH
3393
DELISTED
Quarterhill Inc. Common Shares
QTRH
$197K ﹤0.01%
107,000
-66,900
-38% -$117K
AMSC icon
3394
American Superconductor
AMSC
$1.4B
$196K ﹤0.01%
54,074
+25,110
+87% +$95.8K
SLAI
3395
DELISTED
SOLAI Ltd ADS
SLAI
$195K ﹤0.01%
275
-257
-48% -$188K
CHK
3396
DELISTED
Chesapeake Energy Corporation
CHK
$195K ﹤0.01%
247
-5,518
-96% -$4.3M
SNCR
3397
DELISTED
Synchronoss Technologies
SNCR
$191K ﹤0.01%
2,369
-9,137
-79% -$883K
VIVS
3398
VivoSim Labs
VIVS
$3.91M
$185K ﹤0.01%
575
+132
+30% +$49.1K
EMWP
3399
DELISTED
Eros Media World PLC
EMWP
$184K ﹤0.01%
+951
New +$234K
KIN
3400
DELISTED
Kindred Biosciences, Inc.
KIN
$181K ﹤0.01%
19,133
-4,063
-18% -$31.7K

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David Shaw's Q4 2017 Portfolio in Review

As of Q4 2017, David Shaw held 3,940 positions worth $72.6B, up 12% from $65.1B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

David Shaw deployed $3.73B of net new capital in Q4 2017, opening 507 new positions and adding to 1,441 existing holdings. Its largest new stake was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $434M trimmed.

  • David Shaw's largest Q4 2017 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
  • David Shaw added most to GE Aerospace in Q4 2017, an estimated $570M increase.
  • David Shaw's biggest Q4 2017 reduction was Apple, cutting an estimated $434M.
  • David Shaw fully exited Tesla in Q4 2017, selling an estimated $230M.
  • David Shaw's ten largest holdings make up 9.5% of its $72.6B portfolio in Q4 2017.
  • David Shaw opened 507 new positions and closed 394 in Q4 2017.
  • David Shaw's portfolio value rose 12% quarter-over-quarter to $72.6B.

Based on D.E. Shaw & Co's 13F filing for Q4 2017, filed 14 Feb 2018.