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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAON icon
3376
Aaon
AAON
$6.55B
– –
-14,786
Closed -$284K
ABEO icon
3377
Abeona Therapeutics
ABEO
$348M
– –
-497
Closed -$75K
ADC icon
3378
Agree Realty
ADC
$9.19B
– –
-9,494
Closed -$469K
ADVM
3379
DELISTED
Adverum Biotechnologies
ADVM
– –
-1,415
Closed -$58K
AEO icon
3380
American Eagle Outfitters
AEO
$2.71B
– –
-58,713
Closed -$1.05M
AFL icon
3381
CALL
Aflac
AFL
$58.2B
– –
-53,200
Closed -$1.91M
AFMD
3382
DELISTED
Affimed
AFMD
– –
-1,099
Closed -$31K
AGIO icon
3383
Agios Pharmaceuticals
AGIO
$1.98B
– –
-9,100
Closed -$481K
ALGN icon
3384
Align Technology
ALGN
$11.5B
– –
-6,553
Closed -$614K
AMG icon
3385
CALL
Affiliated Managers Group
AMG
$9.21B
– –
-10,000
Closed -$1.45M
APH icon
3386
Amphenol
APH
$194B
– –
-53,640
Closed -$871K
APOG icon
3387
Apogee Enterprises
APOG
$868M
– –
-5,248
Closed -$235K
ARI
3388
Apollo Commercial Real Estate
ARI
$889M
– –
-16,895
Closed -$277K
ASB icon
3389
Associated Banc-Corp
ASB
$5.82B
– –
-25,262
Closed -$495K
ASRT
3390
DELISTED
Assertio
ASRT
– –
-3,552
Closed -$5.33M
AVT icon
3391
Avnet
AVT
$7.27B
– –
-43,366
Closed -$1.78M
AVXL icon
3392
Anavex Life Sciences
AVXL
$300M
– –
-119,534
Closed -$434K
AWR icon
3393
American States Water
AWR
$3.51B
– –
-14,910
Closed -$597K
DCH
3394
CALL
Dauch Corp
DCH
$1.63B
– –
-112,300
Closed -$1.93M
AZO icon
3395
AutoZone
AZO
$48.3B
– –
-4,356
Closed -$3.35M
BA icon
3396
Boeing
BA
$169B
– –
-260,446
Closed -$38M
BAX icon
3397
CALL
Baxter International
BAX
$13.6B
– –
-220,000
Closed -$10.5M
BBD icon
3398
Banco Bradesco
BBD
$33.9B
– –
-1,348,121
Closed -$6.33M
BBY icon
3399
CALL
Best Buy
BBY
$18.1B
– –
-28,700
Closed -$1.1M
BBY icon
3400
PUT
Best Buy
BBY
$18.1B
– –
-22,200
Closed -$848K
134 135
136
137 138

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.