David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MFRM
3376
PUT
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
| $636K | ﹤0.01% |
20,000
| – | – |
|
3377
Lexicon Pharmaceuticals
LXRX
$1.04B
| $635K | ﹤0.01% |
38,259
+20,881
| +120% | +$350K |
|
|
SF
3378
PUT
Stifel
SF
$12.1B
| $635K | ﹤0.01% |
+34,650
| New | +$605K |
|
|
SHOS
3379
CALL
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
| $635K | ﹤0.01% |
20,000
-30,000
| -60% | -$1.15M |
|
|
SHOS
3380
PUT
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
| $635K | ﹤0.01% |
20,000
+13,000
| +186% | +$500K |
|
|
RWT
3381
Redwood Trust
RWT
$592M
| $633K | ﹤0.01% |
32,151
+1,700
| +6% | +$30.3K |
|
|
AXAS
3382
DELISTED
Abraxas Petroleum Corp
AXAS
| $630K | ﹤0.01% |
12,260
+3,046
| +33% | +$151K |
|
|
LDL
3383
DELISTED
Lydall, Inc.
LDL
| $629K | ﹤0.01% |
36,623
+19,124
| +109% | +$305K |
|
|
MCF
3384
DELISTED
Contango Oil & Gas Co.
MCF
| $625K | ﹤0.01% |
16,996
+1,467
| +9% | +$55.3K |
|
|
FNSR
3385
PUT
DELISTED
Finisar Corp
FNSR
| $625K | ﹤0.01% |
+27,600
| New | +$569K |
|
3386
Agilysys
AGYS
$3.21B
| $622K | ﹤0.01% |
52,128
-46,545
| -47% | -$544K |
|
|
PPO
3387
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
| $622K | ﹤0.01% |
+15,174
| New | +$647K |
|
3388
ArcBest
ARCB
$3.04B
| $620K | ﹤0.01% |
24,149
-22,593
| -48% | -$542K |
|
3389
PUT
Rogers Corp
ROG
$2.23B
| $619K | ﹤0.01% |
+10,400
| New | +$570K |
|
3390
DHI Group
DHX
$194M
| $618K | ﹤0.01% |
72,566
+36,622
| +102% | +$323K |
|
3391
PUT
Golar LNG
GLNG
$5.29B
| $618K | ﹤0.01% |
16,400
| – | – |
|
|
BFX
3392
DELISTED
BowFlex Inc.
BFX
| $618K | ﹤0.01% |
+85,638
| New | +$659K |
|
3393
Ligand Pharmaceuticals
LGND
$5.6B
| $616K | ﹤0.01% |
22,830
+9,852
| +76% | +$277K |
|
|
PDCO
3394
DELISTED
Patterson Companies, Inc.
PDCO
| $615K | ﹤0.01% |
15,290
-45,574
| -75% | -$1.85M |
|
3395
Horace Mann Educators
HMN
$2.07B
| $614K | ﹤0.01% |
+21,632
| New | +$592K |
|
3396
CALL
Louisiana-Pacific
LPX
$5.06B
| $614K | ﹤0.01% |
34,900
| – | – |
|
|
MAG
3397
DELISTED
MAG Silver
MAG
| $613K | ﹤0.01% |
103,800
-900
| -0.9% | -$5.72K |
|
3398
CALL
Fomento Económico Mexicano
FMX
$42.3B
| $612K | ﹤0.01% |
6,300
-39,000
| -86% | -$3.92M |
|
3399
PUT
RLI Corp
RLI
$5.96B
| $612K | ﹤0.01% |
28,000
| – | – |
|
|
FLNA
3400
Filana Therapeutics
FLNA
$45.4M
| $612K | ﹤0.01% |
32,123
+1,047
| +3% | +$18.3K |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.