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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XONE
3351
DELISTED
The ExOne Company
XONE
$496K ﹤0.01%
66,451
-46,021
-41% -$328K
ADTN icon
3352
CALL
Adtran
ADTN
$645M
$495K ﹤0.01%
+50,000
New +$476K
RDS.A
3353
CALL
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$495K ﹤0.01%
8,400
-2,700
-24% -$158K
VMRK
3354
PUT
Vivmark Residential
VMRK
$27.2B
$494K ﹤0.01%
+6,100
New +$519K
SRPT icon
3355
Sarepta Therapeutics
SRPT
$1.99B
$494K ﹤0.01%
+3,832
New +$387K
SBT
3356
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$492K ﹤0.01%
+60,789
New +$565K
PNNT
3357
Pennant Park Investment Corp
PNNT
$247M
$491K ﹤0.01%
75,184
-4,272
-5% -$26.6K
HHR
3358
DELISTED
HeadHunter Group PLC American Depositary Shares
HHR
$491K ﹤0.01%
+22,913
New +$440K
EGLE
3359
DELISTED
Eagle Bulk Shipping Inc.
EGLE
$490K ﹤0.01%
15,228
+12,806
+529% +$394K
MAIN icon
3360
Main Street Capital
MAIN
$5.47B
$487K ﹤0.01%
11,303
-30,457
-73% -$1.3M
BH.A icon
3361
Biglari Holdings Class A
BH.A
$1.23B
$486K ﹤0.01%
810
-408
-33% -$214K
CGEN icon
3362
Compugen
CGEN
$268M
$486K ﹤0.01%
81,437
+28,604
+54% +$147K
CORR
3363
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$486K ﹤0.01%
10,864
+5,851
+117% +$266K
PRA
3364
DELISTED
ProAssurance
PRA
$485K ﹤0.01%
+13,427
New +$515K
KDNY
3365
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
$484K ﹤0.01%
81,903
+43,266
+112% +$235K
ADUS icon
3366
Addus HomeCare
ADUS
$2.25B
$483K ﹤0.01%
4,964
-528
-10% -$46.5K
LITE icon
3367
Lumentum
LITE
$77.2B
$480K ﹤0.01%
6,050
-2,145
-26% -$140K
SXI icon
3368
Standex International
SXI
$3.66B
$480K ﹤0.01%
6,055
-14,366
-70% -$1.09M
TUP
3369
CALL
DELISTED
Tupperware Brands Corporation
TUP
$480K ﹤0.01%
+56,000
New +$611K
PSMT icon
3370
Pricesmart
PSMT
$5.43B
$478K ﹤0.01%
6,735
-2,542
-27% -$183K
PE
3371
PUT
DELISTED
PARSLEY ENERGY INC
PE
$477K ﹤0.01%
25,200
-10,600
-30% -$175K
SIVB
3372
CALL
DELISTED
SVB Financial Group
SIVB
$477K ﹤0.01%
1,900
-13,100
-87% -$2.98M
PLMR icon
3373
Palomar
PLMR
$3.46B
$475K ﹤0.01%
+9,400
New +$440K
RUN icon
3374
Sunrun
RUN
$2.24B
$474K ﹤0.01%
+34,339
New +$512K
HMTV
3375
DELISTED
Hemisphere Media Group, Inc.
HMTV
$474K ﹤0.01%
31,916
-3,917
-11% -$51.1K
133 134
135
136 137

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.