We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIRX
3326
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$87K ﹤0.01%
691
+223
+48% +$31K
FTR
3327
DELISTED
Frontier Communications Corp.
FTR
$83K ﹤0.01%
1,647
-141,744
-99% -$7.77M
REXX
3328
DELISTED
Rex Energy Corporation
REXX
$83K ﹤0.01%
17,525
-18,711
-52% -$90.2K
HAPN
3329
Happen Inc
HAPN
$2.13B
$82K ﹤0.01%
3,124
-2,396
-43% -$65.8K
TCRT icon
3330
Alaunos Therapeutics
TCRT
$4.47M
$82K ﹤0.01%
103
-54
-34% -$48.7K
ENPH icon
3331
Enphase Energy
ENPH
$5.1B
$81K ﹤0.01%
+80,209
New +$92K
CYTR
3332
DELISTED
CytRx Corp
CYTR
$81K ﹤0.01%
35,908
-13,689
-28% -$40.2K
XRM
3333
DELISTED
Xerium Technologies Inc (new)
XRM
$80K ﹤0.01%
14,156
-227
-2% -$1.5K
BBG
3334
DELISTED
Bill Barrett Corp
BBG
$75K ﹤0.01%
10,716
-272,383
-96% -$1.74M
CYH icon
3335
CALL
Community Health Systems
CYH
$424M
$74K ﹤0.01%
13,300
– –
GGB icon
3336
Gerdau
GGB
$8.5B
$74K ﹤0.01%
+29,509
New +$80.4K
COOP
3337
DELISTED
Mr. Cooper
COOP
$69K ﹤0.01%
+3,689
New +$79.3K
UEC icon
3338
Uranium Energy
UEC
$6.31B
$69K ﹤0.01%
61,837
+50,662
+453% +$47.4K
MFIN icon
3339
Medallion Financial
MFIN
$268M
$65K ﹤0.01%
+21,454
New +$78.1K
NVAX icon
3340
CALL
Novavax
NVAX
$1.47B
$63K ﹤0.01%
2,500
– –
TDW icon
3341
Tidewater
TDW
$4.74B
$63K ﹤0.01%
+577
New +$50.8K
ANDAR
3342
DELISTED
Andina Acquisition Corp. II Right
ANDAR
$61K ﹤0.01%
156,700
– –
ABEV icon
3343
Ambev
ABEV
$44.4B
$60K ﹤0.01%
12,311
-270,321
-96% -$1.46M
CGEN icon
3344
Compugen
CGEN
$248M
$59K ﹤0.01%
11,608
-19,589
-63% -$117K
SID icon
3345
Companhia Siderúrgica Nacional
SID
$1.3B
$59K ﹤0.01%
18,256
-16,175
-47% -$52.6K
AGFS
3346
DELISTED
AgroFresh Solutions Inc
AGFS
$57K ﹤0.01%
+21,467
New +$79.2K
MXWL
3347
DELISTED
Maxwell Technologies Inc
MXWL
$56K ﹤0.01%
+10,906
New +$54.6K
CASC
3348
DELISTED
Cascadian Therapeutics, Inc.
CASC
$56K ﹤0.01%
12,963
-4
-0% -$26
UNXL
3349
DELISTED
Uni-Pixel, Inc.
UNXL
$56K ﹤0.01%
57,139
+2,698
+5% +$3.37K
RAS
3350
DELISTED
RAIT Financial Trust
RAS
$56K ﹤0.01%
16,518
+4,019
+32% +$12.4K
132 133
134
135 136

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.