We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RRD
3301
CALL
DELISTED
RR Donnelley & Sons Co.
RRD
$155K ﹤0.01%
15,000
-4,300
-22% -$44.5K
NETS
3302
DELISTED
Netshoes (Cayman) Limited
NETS
$153K ﹤0.01%
+11,613
New +$189K
KONA
3303
DELISTED
Kona Grill, Inc.
KONA
$153K ﹤0.01%
40,346
+11,272
+39% +$33.4K
PMTS icon
3304
CPI Card Group
PMTS
$329M
$150K ﹤0.01%
25,512
+239
+0.9% +$2.08K
NXEO
3305
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$148K ﹤0.01%
+20,227
New +$155K
MCF
3306
DELISTED
Contango Oil & Gas Co.
MCF
$147K ﹤0.01%
29,270
+18,433
+170% +$97.1K
TEF
3307
DELISTED
Telefonica
TEF
$146K ﹤0.01%
16,726
– –
FRED
3308
DELISTED
Fred's Inc
FRED
$146K ﹤0.01%
+22,732
New +$149K
JMEI
3309
CALL
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$145K ﹤0.01%
5,000
– –
JMEI
3310
PUT
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
$145K ﹤0.01%
5,000
– –
TTSH
3311
DELISTED
Tile Shop Holdings
TTSH
$144K ﹤0.01%
11,352
-4,619
-29% -$72.2K
MRO
3312
DELISTED
Marathon Oil Corporation
MRO
$144K ﹤0.01%
+10,600
New +$126K
TNK icon
3313
Teekay Tankers
TNK
$3.19B
$143K ﹤0.01%
11,043
-26,062
-70% -$335K
DNOW icon
3314
CALL
DNOW Inc
DNOW
$2.8B
$141K ﹤0.01%
10,200
– –
HABT
3315
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
$139K ﹤0.01%
10,682
-33,485
-76% -$483K
VLY icon
3316
Valley National Bancorp
VLY
$7.79B
$137K ﹤0.01%
+11,400
New +$131K
CMCM
3317
Cheetah Mobile
CMCM
$94M
$132K ﹤0.01%
3,130
-23,119
-88% -$1.18M
AMSC icon
3318
American Superconductor
AMSC
$1.4B
$131K ﹤0.01%
28,964
+9,061
+46% +$35.2K
HDSN
3319
Hudson Technologies
HDSN
$232M
$124K ﹤0.01%
+15,884
New +$138K
STB
3320
DELISTED
Student Transportation Inc
STB
$123K ﹤0.01%
+20,600
New +$123K
TAC icon
3321
TransAlta
TAC
$3.83B
$120K ﹤0.01%
+20,500
New +$128K
CBK
3322
DELISTED
Christopher & Banks Corporation
CBK
$120K ﹤0.01%
88,177
– –
CYS
3323
DELISTED
CYS Investments Inc.
CYS
$120K ﹤0.01%
+13,935
New +$120K
SLM icon
3324
SLM Corp
SLM
$4.95B
$119K ﹤0.01%
10,384
-107,929
-91% -$1.17M
CMBT
3325
CMB.TECH NV
CMBT
$5.27B
$105K ﹤0.01%
+12,947
New +$100K
131 132
133
134 135

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.