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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNMK
3301
DELISTED
GenMark Diagnostics, Inc
GNMK
$125K ﹤0.01%
+10,217
New +$121K
SCWX
3302
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
$122K ﹤0.01%
+11,546
New +$136K
FCH
3303
DELISTED
Felcor Lodging Trust
FCH
$119K ﹤0.01%
14,842
-49,329
-77% -$350K
CCIH
3304
DELISTED
Chinacache International Holdings Ltd
CCIH
$118K ﹤0.01%
45,986
-4,722
-9% -$15.3K
TRVN
3305
DELISTED
Trevena, Inc.
TRVN
$116K ﹤0.01%
32
-10
-24% -$35.8K
ARCT icon
3306
Arcturus Therapeutics
ARCT
$382M
$114K ﹤0.01%
7,752
+3,098
+67% +$46.3K
LAYN
3307
DELISTED
Layne Christensen Co
LAYN
$110K ﹤0.01%
+10,088
New +$97.6K
PACB icon
3308
Pacific Biosciences
PACB
$420M
$108K ﹤0.01%
28,372
-113,196
-80% -$823K
SGY
3309
DELISTED
Stone Energy
SGY
$108K ﹤0.01%
+2,648
New +$105K
MBI icon
3310
CALL
MBIA
MBI
$250M
$107K ﹤0.01%
+10,000
New +$92.3K
SQBG
3311
DELISTED
Sequential Brands Group, Inc.
SQBG
$107K ﹤0.01%
572
+180
+46% +$43.7K
TTNP
3312
DELISTED
Titan Pharmaceuticals
TTNP
$106K ﹤0.01%
7
– –
PLUG icon
3313
Plug Power
PLUG
$3.17B
$105K ﹤0.01%
+87,111
New +$128K
AGTC
3314
DELISTED
Applied Genetic Technologies Corporation
AGTC
$104K ﹤0.01%
11,085
-1,012
-8% -$9.12K
IOVA icon
3315
Iovance Biotherapeutics
IOVA
$3.76B
$103K ﹤0.01%
+14,778
New +$102K
ARWR icon
3316
Arrowhead Research
ARWR
$12.3B
$101K ﹤0.01%
+65,342
New +$278K
HALO icon
3317
Halozyme
HALO
$12.3B
$100K ﹤0.01%
10,112
-60,279
-86% -$660K
NDLS icon
3318
Noodles & Co
NDLS
$89.7M
$97K ﹤0.01%
2,972
-660
-18% -$23.6K
FIT
3319
DELISTED
Fitbit, Inc. Class A common stock
FIT
$95K ﹤0.01%
+13,011
New +$133K
FRO icon
3320
Frontline
FRO
$9.72B
$94K ﹤0.01%
13,238
-22,693
-63% -$168K
VEON icon
3321
VEON
VEON
$4.09B
$94K ﹤0.01%
981
-101
-9% -$8.73K
EXK
3322
Endeavour Silver
EXK
$3.15B
$91K ﹤0.01%
+25,917
New +$105K
DSX icon
3323
Diana Shipping
DSX
$337M
$89K ﹤0.01%
42,383
+26,857
+173% +$54.9K
GORO icon
3324
Goldgroup Mining
GORO
$240M
$89K ﹤0.01%
+20,478
New +$101K
EACQW
3325
DELISTED
Easterly Acquisition Corp.
EACQW
$88K ﹤0.01%
+250,000
New +$135K
131 132
133
134 135

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.