We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+23.69%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$112B
AUM Growth
+$14.1B
Cap. Flow
-$10.3B
Cap. Flow %
-9.21%
Top 10 Hldgs %
11.45%
Holding
4,343
New
563
Increased
1,352
Reduced
1,508
Closed
477

Top Buys

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$362M
2
LMT icon
Lockheed Martin
LMT
+$361M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$354M
4
FIS icon
Fidelity National Information Services
FIS
+$354M
5
BSX icon
Boston Scientific
BSX
+$337M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$559M
2
AMD icon
Advanced Micro Devices
AMD
+$558M
3
BA icon
Boeing
BA
+$530M
4
LOW icon
Lowe's Companies
LOW
+$525M
5
BABA icon
Alibaba
BABA
+$420M

Sector Composition

Rank Sector Weight
1 Technology 14.94%
2 Consumer Discretionary 10.41%
3 Healthcare 9.22%
4 Communication Services 7.29%
5 Financials 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STXB
3276
DELISTED
Spirit of Texas Bancshares, Inc. Common Stock
STXB
$498K ﹤0.01%
29,625
+10,269
+53% +$154K
SHG icon
3277
Shinhan Financial Group
SHG
$35.2B
$497K ﹤0.01%
+16,704
New +$477K
ICPT
3278
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$494K ﹤0.01%
20,000
– –
FCRD
3279
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$493K ﹤0.01%
135,033
-2,300
-2% -$7.3K
GAIN icon
3280
Gladstone Investment Corp
GAIN
$657M
$492K ﹤0.01%
+48,733
New +$463K
KEY icon
3281
PUT
KeyCorp
KEY
$23.3B
$492K ﹤0.01%
30,000
– –
ARNC
3282
DELISTED
Arconic Corporation
ARNC
$491K ﹤0.01%
+16,473
New +$433K
MTZ icon
3283
MasTec
MTZ
$20.5B
$490K ﹤0.01%
+7,184
New +$403K
OVID icon
3284
Ovid Therapeutics
OVID
$551M
$490K ﹤0.01%
+212,393
New +$990K
PTC icon
3285
PTC
PTC
$16.7B
$490K ﹤0.01%
4,099
-24,141
-85% -$2.4M
NBA.WS
3286
DELISTED
New Beginnings Acquisition Corp. Redeemable Warrants, each warrant exercisable for one share of Comm
NBA.WS
$490K ﹤0.01%
+490,000
New +$339K
HON icon
3287
PUT
Honeywell
HON
$68.1B
$489K ﹤0.01%
2,440
-2,122
-47% -$386K
ONTO icon
3288
Onto Innovation
ONTO
$17.3B
$488K ﹤0.01%
10,262
-4,105
-29% -$165K
PGTI
3289
DELISTED
PGT, Inc.
PGTI
$485K ﹤0.01%
23,822
-9,639
-29% -$179K
MUR icon
3290
CALL
Murphy Oil
MUR
$5.16B
$484K ﹤0.01%
40,000
– –
NG icon
3291
CALL
NovaGold Resources
NG
$4.1B
$484K ﹤0.01%
+50,000
New +$528K
RLGT icon
3292
Radiant Logistics
RLGT
$395M
$484K ﹤0.01%
83,439
+54,212
+185% +$303K
GOGO icon
3293
PUT
Gogo Inc
GOGO
$347M
$482K ﹤0.01%
+50,000
New +$495K
LFCR icon
3294
Lifecore Biomedical
LFCR
$172M
$480K ﹤0.01%
44,283
+28,432
+179% +$294K
STEP icon
3295
StepStone Group
STEP
$4.05B
$476K ﹤0.01%
+11,967
New +$347K
TCBI icon
3296
CALL
Texas Capital Bancshares
TCBI
$4.26B
$476K ﹤0.01%
+8,000
New +$395K
FTNT icon
3297
CALL
Fortinet
FTNT
$112B
$475K ﹤0.01%
16,000
– –
MRAM icon
3298
Everspin Technologies
MRAM
$393M
$474K ﹤0.01%
103,137
+19,311
+23% +$117K
PHI icon
3299
PLDT
PHI
$4.19B
$474K ﹤0.01%
+16,993
New +$473K
CMRE icon
3300
Costamare
CMRE
$1.88B
$473K ﹤0.01%
57,142
+32,463
+132% +$226K
130 131
132
133 134

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q4 2020 Portfolio in Review

As of Q4 2020, David Shaw held 4,343 positions worth $112B, up 14% from $97.7B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw withdrew a net $10.3B in Q4 2020, closing 477 positions and reducing 1,508 holdings. Its most notable exit was iShares Gold Trust, an estimated $217M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, David Shaw opened a new position in Snowflake worth $147M.

  • David Shaw's largest Q4 2020 buy was Snowflake: 523,721 shares worth $147M.
  • David Shaw added most to Snap in Q4 2020, an estimated $362M increase.
  • David Shaw's biggest Q4 2020 reduction was Tesla, cutting an estimated $559M.
  • David Shaw fully exited iShares Gold Trust in Q4 2020, selling an estimated $217M.
  • David Shaw's ten largest holdings make up 11% of its $112B portfolio in Q4 2020.
  • David Shaw opened 563 new positions and closed 477 in Q4 2020.
  • David Shaw's portfolio value rose 14% quarter-over-quarter to $112B.

Based on D.E. Shaw & Co's 13F filing for Q4 2020, filed 16 Feb 2021.