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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$56.7B
AUM Growth
+$2.44B
Cap. Flow
-$1.63B
Cap. Flow %
-2.87%
Top 10 Hldgs %
10.3%
Holding
3,773
New
448
Increased
1,212
Reduced
1,375
Closed
429

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$453M
2
DIS icon
Walt Disney
DIS
+$410M
3
BMY icon
Bristol-Myers Squibb
BMY
+$386M
4
GE icon
GE Aerospace
GE
+$196M
5
DELL icon
Dell
DELL
+$188M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$374M
2
PYPL icon
PayPal
PYPL
+$289M
3
EMC
EMC CORPORATION
EMC
+$278M
4
NKE icon
Nike
NKE
+$227M
5
AMGN icon
Amgen
AMGN
+$217M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Healthcare 11.42%
3 Financials 9.58%
4 Consumer Discretionary 9.33%
5 Communication Services 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRTX
3276
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$73K ﹤0.01%
+10,977
New +$58.4K
VIRX
3277
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$72K ﹤0.01%
468
-631
-57% -$89.1K
FBP icon
3278
First Bancorp
FBP
$4.35B
$71K ﹤0.01%
+13,569
New +$62.8K
MHGC
3279
DELISTED
Morgans Hotel Group Co.
MHGC
$69K ﹤0.01%
34,212
+516
+2% +$1.15K
ARWAR
3280
DELISTED
Arowana Inc
ARWAR
$65K ﹤0.01%
+325,000
New +$81.5K
TEN
3281
Tsakos Energy Navigation Ltd
TEN
$1.29B
$63K ﹤0.01%
2,608
-9,426
-78% -$236K
SRRA
3282
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
$61K ﹤0.01%
+842
New +$65.1K
IMMU
3283
DELISTED
Immunomedics Inc
IMMU
$60K ﹤0.01%
18,400
-400
-2% -$1.12K
ADVM
3284
DELISTED
Adverum Biotechnologies
ADVM
$58K ﹤0.01%
1,415
-7,706
-84% -$292K
I
3285
DELISTED
INTELSAT S. A.
I
$56K ﹤0.01%
20,632
– –
STCN
3286
DELISTED
Steel Connect, Inc. Common Stock
STCN
$55K ﹤0.01%
3,564
-673
-16% -$8.42K
EPE
3287
DELISTED
EP Energy Corporation
EPE
$50K ﹤0.01%
+11,410
New +$47.6K
GLBL
3288
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
$46K ﹤0.01%
11,275
– –
KGC icon
3289
Kinross Gold
KGC
$38.9B
$44K ﹤0.01%
10,550
-1,145,136
-99% -$5.52M
ARWAW
3290
DELISTED
Arowana Inc
ARWAW
$42K ﹤0.01%
+325,000
New +$38.2K
RAS
3291
DELISTED
RAIT Financial Trust
RAS
$42K ﹤0.01%
12,499
+1,239
+11% +$3.88K
LKM
3292
DELISTED
Link Motion Inc.
LKM
$40K ﹤0.01%
10,500
-21,700
-67% -$83.5K
ANDAR
3293
DELISTED
Andina Acquisition Corp. II Right
ANDAR
$39K ﹤0.01%
156,700
-38,300
-20% -$11.1K
ARNA
3294
DELISTED
Arena Pharmaceuticals Inc
ARNA
$35K ﹤0.01%
+2,020
New +$33.5K
ANDAW
3295
DELISTED
Andina Acquisition Corp. II Warrant
ANDAW
$35K ﹤0.01%
194,900
– –
UNIS
3296
DELISTED
Unilife Corporation
UNIS
$34K ﹤0.01%
+16,205
New +$50K
TPLM
3297
DELISTED
Triangle Petroleum Corporation
TPLM
$33K ﹤0.01%
120,258
+87,292
+265% +$21.8K
AFMD
3298
DELISTED
Affimed
AFMD
$31K ﹤0.01%
+1,099
New +$30.8K
KMI.WS
3299
DELISTED
Kinder Morgan Inc
KMI.WS
$30K ﹤0.01%
1,949,600
– –
DSX icon
3300
Diana Shipping
DSX
$337M
$28K ﹤0.01%
+15,526
New +$28.5K
130 131
132
133 134

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David Shaw's Q3 2016 Portfolio in Review

As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
  • David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
  • David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
  • David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
  • David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
  • David Shaw opened 448 new positions and closed 429 in Q3 2016.
  • David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.