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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.81%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$77.2B
AUM Growth
+$3.78B
Cap. Flow
+$3.39B
Cap. Flow %
4.39%
Top 10 Hldgs %
11.56%
Holding
4,729
New
599
Increased
1,385
Reduced
1,503
Closed
674

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$430M
2
BABA icon
Alibaba
BABA
+$364M
3
HPQ icon
HP
HPQ
+$298M
4
PFE icon
Pfizer
PFE
+$258M
5
BKNG icon
Booking.com
BKNG
+$244M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$602M
2
FWONA icon
Liberty Media Series A
FWONA
+$321M
3
ABBV icon
AbbVie
ABBV
+$312M
4
GE icon
GE Aerospace
GE
+$233M
5
SNDK
SANDISK CORP
SNDK
+$183M

Sector Composition

Rank Sector Weight
1 Technology 9.23%
2 Consumer Discretionary 8.61%
3 Energy 8.3%
4 Healthcare 6.98%
5 Communication Services 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRUE
3276
PUT
DELISTED
TrueCar
TRUE
$539K ﹤0.01%
+30,000
New +$500K
RJF icon
3277
CALL
Raymond James Financial
RJF
$34B
$536K ﹤0.01%
15,000
-15,000
-50% -$525K
PLOW icon
3278
Douglas Dynamics
PLOW
$962M
$535K ﹤0.01%
27,416
+2,057
+8% +$38.6K
RDUS
3279
DELISTED
Radius Recycling
RDUS
$535K ﹤0.01%
22,261
-13,369
-38% -$355K
SDRL
3280
CALL
DELISTED
Seadrill Limited Common Stock
SDRL
$535K ﹤0.01%
75
– –
CULP icon
3281
Culp Inc
CULP
$43.6M
$531K ﹤0.01%
29,265
-16,624
-36% -$297K
BIRT
3282
DELISTED
Actuate Corp
BIRT
$530K ﹤0.01%
135,774
+22,304
+20% +$97.2K
CMCO icon
3283
Columbus McKinnon
CMCO
$519M
$529K ﹤0.01%
24,072
-14,649
-38% -$369K
TXT icon
3284
CALL
Textron
TXT
$14.3B
$529K ﹤0.01%
14,700
– –
LEN icon
3285
CALL
Lennar Class A
LEN
$21B
$528K ﹤0.01%
14,288
-31,516
-69% -$1.17M
AFOP
3286
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$528K ﹤0.01%
42,505
-69,433
-62% -$1.03M
SWC
3287
CALL
DELISTED
Stillwater Mining Co
SWC
$525K ﹤0.01%
34,900
+20,000
+134% +$359K
PGN
3288
PUT
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$524K ﹤0.01%
+85,140
New +$711K
CHRD icon
3289
Chord Energy
CHRD
$7.67B
$522K ﹤0.01%
12,478
-8,400
-40% -$418K
PIPR icon
3290
CALL
Piper Sandler
PIPR
$5.26B
$522K ﹤0.01%
40,000
-40,000
-50% -$533K
JIVE
3291
DELISTED
Jive Software, Inc.
JIVE
$521K ﹤0.01%
89,418
-171,169
-66% -$1.22M
SSTK icon
3292
Shutterstock
SSTK
$205M
$520K ﹤0.01%
7,290
-3,545
-33% -$269K
CBB
3293
DELISTED
Cincinnati Bell Inc.
CBB
$520K ﹤0.01%
30,836
-79,457
-72% -$1.5M
FWONA icon
3294
CALL
Liberty Media Series A
FWONA
$23.9B
$519K ﹤0.01%
21,612
-75,206
-78% -$1.85M
IFF icon
3295
PUT
International Flavors & Fragrances
IFF
$22.2B
$518K ﹤0.01%
+5,400
New +$546K
MNRO icon
3296
Monro
MNRO
$394M
$518K ﹤0.01%
10,682
-25,633
-71% -$1.32M
CSLT
3297
PUT
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
$518K ﹤0.01%
40,000
– –
SFG
3298
PUT
DELISTED
STANCORP FINL GRP
SFG
$518K ﹤0.01%
8,200
-10,000
-55% -$633K
VEDL
3299
CALL
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$518K ﹤0.01%
30,000
-40,000
-57% -$754K
GLUU
3300
CALL
DELISTED
Glu Mobile Inc.
GLUU
$517K ﹤0.01%
+100,000
New +$559K
130 131
132
133 134

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David Shaw's Q3 2014 Portfolio in Review

As of Q3 2014, David Shaw held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.

  • David Shaw's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
  • David Shaw added most to HP in Q3 2014, an estimated $298M increase.
  • David Shaw's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
  • David Shaw fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
  • David Shaw's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
  • David Shaw opened 599 new positions and closed 674 in Q3 2014.
  • David Shaw's portfolio value rose 5.1% quarter-over-quarter to $77.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.