David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3251
Vitamin Cottage Natural Grocers
NGVC
$643M
| $557K | ﹤0.01% |
43,129
-4,165
| -9% | -$53.1K |
|
|
ARI
3252
Apollo Commercial Real Estate
ARI
$878M
| $555K | ﹤0.01% |
54,831
+34,849
| +174% | +$379K |
|
3253
Groupon
GRPN
$771M
| $555K | ﹤0.01% |
36,219
+22,122
| +157% | +$215K |
|
3254
PUT
Opendoor
OPEN
$3.34B
| $554K | ﹤0.01% |
217,000
+51,667
| +31% | +$186K |
|
|
VTLE
3255
PUT
DELISTED
Vital Energy
VTLE
| $554K | ﹤0.01% |
10,000
| – | – |
|
|
DMC
3256
Del Monte Corp
DMC
$1.49B
| $553K | ﹤0.01% |
+21,413
| New | +$560K |
|
3257
CALL
Blink Charging
BLNK
$86.5M
| $551K | ﹤0.01% |
180,000
| – | – |
|
3258
CALL
TORM
TRMD
$3.15B
| $550K | ﹤0.01% |
20,000
| – | – |
|
3259
TC Energy
TRP
$65.6B
| $549K | ﹤0.01% |
+15,962
| New | +$587K |
|
3260
NorthWestern Energy
NWE
$4.37B
| $548K | ﹤0.01% |
+11,409
| New | +$608K |
|
|
EVGR
3261
DELISTED
Evergreen Corporation Class A Ordinary Share
EVGR
| $548K | ﹤0.01% |
50,000
-445,000
| -90% | -$4.84M |
|
|
SILK
3262
PUT
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
| $547K | ﹤0.01% |
+36,500
| New | +$760K |
|
|
PFC
3263
DELISTED
Premier Financial Corp. Common Stock
PFC
| $546K | ﹤0.01% |
+32,023
| New | +$602K |
|
3264
Phibro Animal Health
PAHC
$1.47B
| $546K | ﹤0.01% |
42,733
-5,884
| -12% | -$83.4K |
|
|
TUYA
3265
Tuya Inc
TUYA
$1.09B
| $544K | ﹤0.01% |
350,876
-51,324
| -13% | -$82.1K |
|
3266
HEICO Corp
HEI
$48.1B
| $544K | ﹤0.01% |
3,357
-8,106
| -71% | -$1.38M |
|
3267
NVR
NVR
$17B
| $543K | ﹤0.01% |
+91
| New | +$565K |
|
|
TRST
3268
Trustco Bank Corp NY
TRST
$971M
| $542K | ﹤0.01% |
19,879
+11,739
| +144% | +$338K |
|
3269
Oxford Industries
OXM
$571M
| $542K | ﹤0.01% |
+5,642
| New | +$572K |
|
3270
PUT
Chegg
CHGG
$88.1M
| $535K | ﹤0.01% |
+60,000
| New | +$585K |
|
3271
Carpenter Technology
CRS
$24B
| $535K | ﹤0.01% |
7,962
-9,609
| -55% | -$582K |
|
3272
Ooma
OOMA
$560M
| $534K | ﹤0.01% |
41,083
-7,333
| -15% | -$104K |
|
3273
James Hardie Industries
JHX
$17.5B
| $534K | ﹤0.01% |
+20,334
| New | +$575K |
|
3274
Stock Yards Bancorp
SYBT
$2.5B
| $533K | ﹤0.01% |
+13,571
| New | +$614K |
|
3275
Nokia
NOK
$57.2B
| $532K | ﹤0.01% |
142,200
-202,391
| -59% | -$798K |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $2.99B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.