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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.81%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$77.2B
AUM Growth
+$3.78B
Cap. Flow
+$3.39B
Cap. Flow %
4.39%
Top 10 Hldgs %
11.56%
Holding
4,729
New
599
Increased
1,385
Reduced
1,503
Closed
674

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$430M
2
BABA icon
Alibaba
BABA
+$364M
3
HPQ icon
HP
HPQ
+$298M
4
PFE icon
Pfizer
PFE
+$258M
5
BKNG icon
Booking.com
BKNG
+$244M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$602M
2
FWONA icon
Liberty Media Series A
FWONA
+$321M
3
ABBV icon
AbbVie
ABBV
+$312M
4
GE icon
GE Aerospace
GE
+$233M
5
SNDK
SANDISK CORP
SNDK
+$183M

Sector Composition

Rank Sector Weight
1 Technology 9.23%
2 Consumer Discretionary 8.61%
3 Energy 8.3%
4 Healthcare 6.98%
5 Communication Services 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOBL
3251
PUT
DELISTED
MobileIron, Inc.
MOBL
$557K ﹤0.01%
+50,000
New +$490K
EMR icon
3252
Emerson Electric
EMR
$88.3B
$556K ﹤0.01%
8,881
-1,159,559
-99% -$75.3M
VRNT
3253
CALL
DELISTED
Verint Systems
VRNT
$556K ﹤0.01%
19,630
– –
COHR
3254
DELISTED
Coherent Inc
COHR
$556K ﹤0.01%
+9,060
New +$572K
XONE
3255
DELISTED
The ExOne Company
XONE
$556K ﹤0.01%
26,633
-16,594
-38% -$506K
ARW icon
3256
CALL
Arrow Electronics
ARW
$10.5B
$554K ﹤0.01%
10,000
-14,000
-58% -$845K
TWIN icon
3257
Twin Disc
TWIN
$339M
$554K ﹤0.01%
20,539
-4,536
-18% -$140K
UFS
3258
DELISTED
DOMTAR CORPORATION (New)
UFS
$554K ﹤0.01%
15,769
-19,793
-56% -$755K
RGA icon
3259
CALL
Reinsurance Group of America
RGA
$16.1B
$553K ﹤0.01%
6,900
– –
TPLM
3260
CALL
DELISTED
Triangle Petroleum Corporation
TPLM
$551K ﹤0.01%
50,000
– –
ALTR
3261
CALL
DELISTED
Altera Corp
ALTR
$551K ﹤0.01%
15,400
-14,600
-49% -$508K
WIN
3262
PUT
DELISTED
Windstream Holdings Inc
WIN
$550K ﹤0.01%
+6,511
New +$558K
CCO icon
3263
Clear Channel Outdoor Holdings
CCO
$1.22B
$549K ﹤0.01%
81,414
+64,157
+372% +$470K
MAC icon
3264
Macerich
MAC
$6.86B
$549K ﹤0.01%
+8,598
New +$566K
CYH icon
3265
CALL
Community Health Systems
CYH
$412M
$548K ﹤0.01%
+12,100
New +$503K
LADR
3266
Ladder Capital
LADR
$1.25B
$548K ﹤0.01%
36,102
-5,618
-13% -$83.3K
CIMT
3267
DELISTED
CIMATRON LTD ORD SHS
CIMT
$546K ﹤0.01%
90,672
+34,056
+60% +$211K
CYS
3268
DELISTED
CYS Investments Inc.
CYS
$543K ﹤0.01%
+65,929
New +$594K
OSK icon
3269
Oshkosh
OSK
$9.72B
$542K ﹤0.01%
12,280
-6,970
-36% -$347K
RDN icon
3270
PUT
Radian Group
RDN
$4.87B
$542K ﹤0.01%
38,000
– –
TTSH
3271
DELISTED
Tile Shop Holdings
TTSH
$541K ﹤0.01%
+58,463
New +$653K
QLIK
3272
PUT
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$541K ﹤0.01%
20,000
-40,000
-67% -$1.05M
LDL
3273
PUT
DELISTED
Lydall, Inc.
LDL
$540K ﹤0.01%
20,000
– –
CLH icon
3274
PUT
Clean Harbors
CLH
$16.6B
$539K ﹤0.01%
10,000
– –
CVLT icon
3275
PUT
Commault Systems
CVLT
$5.57B
$539K ﹤0.01%
10,700
– –
129 130
131
132 133

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David Shaw's Q3 2014 Portfolio in Review

As of Q3 2014, David Shaw held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.

  • David Shaw's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
  • David Shaw added most to HP in Q3 2014, an estimated $298M increase.
  • David Shaw's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
  • David Shaw fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
  • David Shaw's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
  • David Shaw opened 599 new positions and closed 674 in Q3 2014.
  • David Shaw's portfolio value rose 5.1% quarter-over-quarter to $77.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.