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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LADR
3226
Ladder Capital
LADR
$1.26B
$620K ﹤0.01%
34,381
-4,822
-12% -$83.2K
ORBC
3227
DELISTED
ORBCOMM, Inc.
ORBC
$620K ﹤0.01%
147,239
+136,160
+1,229% +$582K
CAKE icon
3228
PUT
Cheesecake Factory
CAKE
$5.65B
$618K ﹤0.01%
+15,900
New +$656K
DB icon
3229
CALL
Deutsche Bank
DB
$73.4B
$618K ﹤0.01%
79,400
– –
ENTA icon
3230
PUT
Enanta Pharmaceuticals
ENTA
$410M
$618K ﹤0.01%
10,000
– –
MATX icon
3231
Matsons
MATX
$6.66B
$617K ﹤0.01%
15,130
+4,299
+40% +$164K
XENE icon
3232
Xenon Pharmaceuticals
XENE
$5.85B
$615K ﹤0.01%
46,877
+15,979
+52% +$168K
BATRK icon
3233
Atlanta Braves Holdings Series B
BATRK
$3.4B
$614K ﹤0.01%
20,796
-49
-0.2% -$1.39K
IOVA icon
3234
Iovance Biotherapeutics
IOVA
$3.82B
$614K ﹤0.01%
+22,189
New +$505K
KIDS icon
3235
OrthoPediatrics
KIDS
$640M
$614K ﹤0.01%
13,066
+7,321
+127% +$284K
MBIN icon
3236
Merchants Bancorp
MBIN
$2.46B
$614K ﹤0.01%
46,721
+362
+0.8% +$4.22K
VRTV
3237
DELISTED
VERITIV CORPORATION
VRTV
$614K ﹤0.01%
31,237
-32,726
-51% -$571K
DX
3238
Dynex Capital
DX
$3.23B
$610K ﹤0.01%
+36,021
New +$582K
CUB
3239
DELISTED
Cubic Corporation
CUB
$610K ﹤0.01%
9,596
+6,373
+198% +$431K
CRSP icon
3240
CALL
CRISPR Therapeutics
CRSP
$5.89B
$609K ﹤0.01%
+10,000
New +$546K
PEBO icon
3241
Peoples Bancorp
PEBO
$1.42B
$609K ﹤0.01%
+17,574
New +$575K
NLSN
3242
CALL
DELISTED
Nielsen Holdings plc
NLSN
$609K ﹤0.01%
30,000
– –
HAYN
3243
DELISTED
Haynes International, Inc.
HAYN
$606K ﹤0.01%
16,948
-4,730
-22% -$171K
GNRC icon
3244
Generac Holdings
GNRC
$11.9B
$605K ﹤0.01%
6,015
-37,614
-86% -$3.5M
PSMT icon
3245
PUT
Pricesmart
PSMT
$5.47B
$604K ﹤0.01%
8,500
– –
HPR
3246
DELISTED
HighPoint Resources Corporation
HPR
$604K ﹤0.01%
+7,143
New +$465K
TME icon
3247
Tencent Music
TME
$14.3B
$603K ﹤0.01%
+51,343
New +$660K
CCS icon
3248
Century Communities
CCS
$2B
$600K ﹤0.01%
+21,938
New +$642K
SRC
3249
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$599K ﹤0.01%
12,176
+6,060
+99% +$301K
ESTE
3250
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$598K ﹤0.01%
94,505
+35,652
+61% +$168K
128 129
130
131 132

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.