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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAVE
3226
CALL
DELISTED
Spirit Airlines, Inc.
SAVE
$224K ﹤0.01%
+6,700
New +$268K
TREC
3227
DELISTED
Trecora Resources
TREC
$224K ﹤0.01%
16,862
-1,491
-8% -$18.1K
PKD
3228
DELISTED
Parker Drilling Company
PKD
$224K ﹤0.01%
13,555
+2,609
+24% +$47.6K
GGG icon
3229
CALL
Graco
GGG
$13B
$223K ﹤0.01%
+5,400
New +$206K
NMFC icon
3230
New Mountain Finance
NMFC
$718M
$223K ﹤0.01%
15,668
-4,580
-23% -$65K
ESI icon
3231
Element Solutions
ESI
$8.56B
$222K ﹤0.01%
+19,877
New +$246K
GES
3232
DELISTED
Guess Inc
GES
$222K ﹤0.01%
+13,060
New +$185K
KOPN icon
3233
Kopin
KOPN
$892M
$222K ﹤0.01%
53,336
+19,858
+59% +$77.8K
LORL
3234
DELISTED
Loral Space and Communications, Inc.
LORL
$222K ﹤0.01%
+4,490
New +$202K
FNSR
3235
CALL
DELISTED
Finisar Corp
FNSR
$222K ﹤0.01%
10,000
– –
DDS icon
3236
Dillards
DDS
$9.95B
$221K ﹤0.01%
3,950
-12,746
-76% -$785K
IBKR icon
3237
PUT
Interactive Brokers
IBKR
$42.1B
$221K ﹤0.01%
+19,600
New +$200K
ALDR
3238
DELISTED
Alder Biopharmaceuticals
ALDR
$221K ﹤0.01%
+18,038
New +$188K
LECO icon
3239
CALL
Lincoln Electric
LECO
$15.4B
$220K ﹤0.01%
2,400
-2,000
-45% -$179K
LFCR icon
3240
Lifecore Biomedical
LFCR
$171M
$220K ﹤0.01%
+17,006
New +$224K
SAM icon
3241
PUT
Boston Beer
SAM
$1.93B
$219K ﹤0.01%
1,400
-35,000
-96% -$5.11M
UVSP icon
3242
Univest Financial
UVSP
$1.15B
$219K ﹤0.01%
+6,831
New +$204K
VYGR icon
3243
Voyager Therapeutics
VYGR
$210M
$219K ﹤0.01%
+10,621
New +$120K
SHLD
3244
CALL
DELISTED
Sears Holding Corporation
SHLD
$219K ﹤0.01%
30,000
-20,000
-40% -$164K
DUK icon
3245
CALL
Duke Energy
DUK
$95B
$218K ﹤0.01%
2,600
– –
INFN
3246
DELISTED
Infinera Corporation Common Stock
INFN
$218K ﹤0.01%
24,562
-94,289
-79% -$908K
WSFS icon
3247
WSFS Financial
WSFS
$4.06B
$217K ﹤0.01%
+4,455
New +$201K
XRAY icon
3248
Dentsply Sirona
XRAY
$2.17B
$215K ﹤0.01%
+3,592
New +$214K
SSNC icon
3249
SS&C Technologies
SSNC
$19.6B
$212K ﹤0.01%
+5,277
New +$204K
EACQW
3250
DELISTED
Easterly Acquisition Corp.
EACQW
$212K ﹤0.01%
250,000
– –
128 129
130
131 132

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.