We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKD
3226
DELISTED
Parker Drilling Company
PKD
$212K ﹤0.01%
5,439
+876
+19% +$30K
REV
3227
DELISTED
Revlon, Inc.
REV
$211K ﹤0.01%
+7,232
New +$226K
SPXC icon
3228
CALL
SPX Corp
SPXC
$10.4B
$209K ﹤0.01%
+8,800
New +$193K
CBK
3229
DELISTED
Christopher & Banks Corporation
CBK
$209K ﹤0.01%
89,277
-170,860
-66% -$293K
ULTI
3230
DELISTED
Ultimate Software Group Inc
ULTI
$208K ﹤0.01%
+1,141
New +$229K
CMCM
3231
Cheetah Mobile
CMCM
$91.9M
$205K ﹤0.01%
4,295
+2,075
+93% +$110K
LOCO icon
3232
El Pollo Loco
LOCO
$488M
$205K ﹤0.01%
+16,683
New +$206K
CWH icon
3233
Camping World
CWH
$676M
$204K ﹤0.01%
+6,249
New +$161K
DTEA
3234
DELISTED
DAVIDsTEA Inc. Common Stock
DTEA
$204K ﹤0.01%
29,748
-3,348
-10% -$33.7K
FRSH
3235
DELISTED
Papa Murphy's Holdings, Inc
FRSH
$204K ﹤0.01%
48,377
+36,926
+322% +$186K
GOV
3236
DELISTED
Government Properties Income Trust
GOV
$202K ﹤0.01%
+10,604
New +$205K
EEFT icon
3237
Euronet Worldwide
EEFT
$2.62B
$201K ﹤0.01%
+2,773
New +$214K
AMRC icon
3238
Ameresco
AMRC
$1.13B
$200K ﹤0.01%
36,311
-2,980
-8% -$16.6K
SIVB
3239
DELISTED
SVB Financial Group
SIVB
$200K ﹤0.01%
+1,167
New +$167K
ELDN icon
3240
Eledon Pharmaceuticals
ELDN
$280M
$199K ﹤0.01%
1,259
+954
+313% +$183K
BRG
3241
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$198K ﹤0.01%
+14,417
New +$184K
ARGS
3242
DELISTED
Argos Therapeutics, Inc.
ARGS
$196K ﹤0.01%
+1,995
New +$187K
QHC
3243
DELISTED
Quorum Health Corporation
QHC
$195K ﹤0.01%
26,772
-43,441
-62% -$262K
HIND
3244
Vyome Holdings
HIND
$15.8M
– –
0
– –
GNW icon
3245
CALL
Genworth Financial
GNW
$3.73B
$191K ﹤0.01%
+50,000
New +$220K
GPT
3246
DELISTED
Gramercy Property Trust
GPT
$190K ﹤0.01%
6,909
+1,581
+30% +$42.2K
DDD icon
3247
PUT
3D Systems Corp
DDD
$530M
$187K ﹤0.01%
14,100
-2,900
-17% -$42.5K
VHC icon
3248
VirnetX Holding Corp
VHC
$53.1M
$187K ﹤0.01%
4,260
-886
-17% -$55.2K
COTY icon
3249
PUT
Coty
COTY
$2.41B
$185K ﹤0.01%
+10,100
New +$209K
HRTX icon
3250
Heron Therapeutics
HRTX
$60.4M
$185K ﹤0.01%
+14,120
New +$222K
128 129
130
131 132

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.