We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$56.7B
AUM Growth
+$2.44B
Cap. Flow
-$1.63B
Cap. Flow %
-2.87%
Top 10 Hldgs %
10.3%
Holding
3,773
New
448
Increased
1,212
Reduced
1,375
Closed
429

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$453M
2
DIS icon
Walt Disney
DIS
+$410M
3
BMY icon
Bristol-Myers Squibb
BMY
+$386M
4
GE icon
GE Aerospace
GE
+$196M
5
DELL icon
Dell
DELL
+$188M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$374M
2
PYPL icon
PayPal
PYPL
+$289M
3
EMC
EMC CORPORATION
EMC
+$278M
4
NKE icon
Nike
NKE
+$227M
5
AMGN icon
Amgen
AMGN
+$217M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Healthcare 11.42%
3 Financials 9.58%
4 Consumer Discretionary 9.33%
5 Communication Services 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWO
3226
Two Harbors Investment
TWO
$1.27B
$135K ﹤0.01%
1,981
-3,715
-65% -$261K
TCRT icon
3227
Alaunos Therapeutics
TCRT
$4.47M
$133K ﹤0.01%
+157
New +$126K
HBAN icon
3228
Huntington Bancshares
HBAN
$34.4B
$132K ﹤0.01%
13,364
-24,377
-65% -$232K
VLY icon
3229
Valley National Bancorp
VLY
$7.82B
$132K ﹤0.01%
13,576
-54,515
-80% -$509K
SEAC
3230
DELISTED
Seachange International Inc
SEAC
$131K ﹤0.01%
2,190
+783
+56% +$48.7K
TOUR
3231
Tuniu
TOUR
$53.2M
$130K ﹤0.01%
+1,286
New +$121K
LYTS icon
3232
LSI Industries
LYTS
$747M
$128K ﹤0.01%
+11,425
New +$122K
CASC
3233
DELISTED
Cascadian Therapeutics, Inc.
CASC
$128K ﹤0.01%
12,967
-1,820
-12% -$12.9K
KLREW
3234
DELISTED
KLR Energy Acquisition Corp.
KLREW
$126K ﹤0.01%
300,100
-98,900
-25% -$27.3K
SQBG
3235
DELISTED
Sequential Brands Group, Inc.
SQBG
$125K ﹤0.01%
392
-236
-38% -$71.9K
IMGN
3236
DELISTED
Immunogen Inc
IMGN
$124K ﹤0.01%
+46,417
New +$135K
CETV
3237
DELISTED
Central European Media Enterprises Ltd
CETV
$121K ﹤0.01%
52,365
-125
-0.2% -$287
SSRI
3238
PUT
DELISTED
Silver Standard Resources
SSRI
$121K ﹤0.01%
10,000
– –
UAM
3239
DELISTED
Universal American Corp
UAM
$119K ﹤0.01%
15,564
-16,149
-51% -$119K
AGTC
3240
DELISTED
Applied Genetic Technologies Corporation
AGTC
$118K ﹤0.01%
12,097
-16,447
-58% -$222K
SIEN
3241
DELISTED
Sientra, Inc.
SIEN
$117K ﹤0.01%
+1,303
New +$101K
LFWD icon
3242
ReWalk Robotics
LFWD
$20.7M
$116K ﹤0.01%
10
-7
-41% -$92.7K
XRM
3243
DELISTED
Xerium Technologies Inc (new)
XRM
$114K ﹤0.01%
14,383
– –
SGI
3244
DELISTED
Silicon Graphics Intl.
SGI
$113K ﹤0.01%
+14,739
New +$97.9K
OSG
3245
DELISTED
Overseas Shipholding Group Inc.
OSG
$112K ﹤0.01%
+10,562
New +$121K
GEN
3246
DELISTED
Genesis Healthcare, Inc.
GEN
$112K ﹤0.01%
41,886
-5,722
-12% -$13.2K
TESO
3247
DELISTED
Tesco Corp
TESO
$106K ﹤0.01%
+13,033
New +$92.1K
DMTX
3248
DELISTED
Dimension Therapeutics, Inc
DMTX
$106K ﹤0.01%
13,297
-7,380
-36% -$53.4K
TVIA
3249
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
$105K ﹤0.01%
38,012
-9,443
-20% -$24.4K
NVAX icon
3250
CALL
Novavax
NVAX
$1.47B
$104K ﹤0.01%
+2,500
New +$323K
128 129
130
131 132

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q3 2016 Portfolio in Review

As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
  • David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
  • David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
  • David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
  • David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
  • David Shaw opened 448 new positions and closed 429 in Q3 2016.
  • David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.