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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$77.8B
AUM Growth
+$562M
Cap. Flow
-$1.46B
Cap. Flow %
-1.88%
Top 10 Hldgs %
10.8%
Holding
4,575
New
517
Increased
1,382
Reduced
1,468
Closed
614

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$339M
2
JRVR icon
James River Group Holdings
JRVR
+$309M
3
PSX icon
Phillips 66
PSX
+$252M
4
LYB icon
LyondellBasell Industries
LYB
+$251M
5
DD icon
DuPont de Nemours
DD
+$250M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$693M
2
BABA icon
Alibaba
BABA
+$408M
3
BKNG icon
Booking.com
BKNG
+$406M
4
YHOO
Yahoo Inc
YHOO
+$284M
5
MU icon
Micron Technology
MU
+$265M

Sector Composition

Rank Sector Weight
1 Technology 8.71%
2 Energy 8.64%
3 Consumer Discretionary 8.27%
4 Healthcare 7.23%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPAY
3226
DELISTED
Bottomline Technologies Inc
EPAY
$550K ﹤0.01%
21,745
-36,971
-63% -$952K
WCG
3227
DELISTED
Wellcare Health Plans, Inc.
WCG
$550K ﹤0.01%
6,700
-7,400
-52% -$516K
NMBL
3228
PUT
DELISTED
Nimble Storage, Inc.
NMBL
$550K ﹤0.01%
20,000
-30,000
-60% -$797K
FRSH
3229
DELISTED
Papa Murphy's Holdings, Inc
FRSH
$549K ﹤0.01%
+47,240
New +$464K
PERI icon
3230
Perion Network
PERI
$385M
$548K ﹤0.01%
41,498
+34,194
+468% +$544K
FMBI
3231
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$548K ﹤0.01%
32,043
+17,202
+116% +$286K
DGII icon
3232
Digi International
DGII
$2.88B
$547K ﹤0.01%
58,861
+6,540
+12% +$51.7K
IFF icon
3233
PUT
International Flavors & Fragrances
IFF
$22.2B
$547K ﹤0.01%
5,400
– –
SBGI icon
3234
PUT
Sinclair Inc
SBGI
$1.06B
$547K ﹤0.01%
+20,000
New +$545K
USAP
3235
DELISTED
Universal Stainless & Alloy
USAP
$546K ﹤0.01%
21,700
-206
-0.9% -$5.29K
SD
3236
PUT
DELISTED
SANDRIDGE ENERGY, INC.
SD
$546K ﹤0.01%
300,000
+120,000
+67% +$392K
XNCR icon
3237
Xencor
XNCR
$2.18B
$543K ﹤0.01%
33,822
+16,009
+90% +$186K
JKS
3238
JinkoSolar
JKS
$812M
$542K ﹤0.01%
27,485
+17,151
+166% +$383K
ZEUS
3239
DELISTED
Olympic Steel
ZEUS
$542K ﹤0.01%
30,509
-11,388
-27% -$207K
LIOX
3240
DELISTED
Lionbridge Technologies
LIOX
$541K ﹤0.01%
94,068
+41,998
+81% +$211K
CPHD
3241
PUT
DELISTED
Cepheid Inc
CPHD
$541K ﹤0.01%
10,000
– –
EXEL icon
3242
Exelixis
EXEL
$14.1B
$540K ﹤0.01%
375,163
+122,965
+49% +$192K
AFOP
3243
PUT
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$540K ﹤0.01%
37,200
– –
ISSI
3244
DELISTED
INTEGRATED SILICON SOLUTN INC
ISSI
$540K ﹤0.01%
32,563
+2,882
+10% +$41.2K
CYH icon
3245
CALL
Community Health Systems
CYH
$419M
$539K ﹤0.01%
12,100
– –
CYH icon
3246
PUT
Community Health Systems
CYH
$419M
$539K ﹤0.01%
12,100
-24,200
-67% -$1.04M
AAP icon
3247
Advance Auto Parts
AAP
$2.63B
$538K ﹤0.01%
3,377
-91,568
-96% -$13.5M
GPX
3248
DELISTED
GP Strategies Corp.
GPX
$537K ﹤0.01%
+15,829
New +$489K
IPGP icon
3249
IPG Photonics
IPGP
$3.05B
$535K ﹤0.01%
7,135
-163,593
-96% -$11.6M
BPFH
3250
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$535K ﹤0.01%
39,694
-70,814
-64% -$908K
128 129
130
131 132

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David Shaw's Q4 2014 Portfolio in Review

As of Q4 2014, David Shaw held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 9.2% a quarter earlier, followed by Energy and Consumer Discretionary.

  • David Shaw's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
  • David Shaw added most to IBM in Q4 2014, an estimated $339M increase.
  • David Shaw's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
  • David Shaw fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
  • David Shaw's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
  • David Shaw opened 517 new positions and closed 614 in Q4 2014.
  • David Shaw's portfolio value rose 0.73% quarter-over-quarter to $77.8B.

Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.