David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$516M |
| 2 |
Estee Lauder
EL
|
+$487M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
Nike
NKE
|
+$252M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$247M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walmart Inc
WMT
|
+$584M |
| 2 |
Tesla
TSLA
|
+$483M |
| 3 |
NVIDIA
NVDA
|
+$444M |
| 4 |
Eli Lilly
LLY
|
+$345M |
| 5 |
T-Mobile US
TMUS
|
+$296M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.67% |
| 2 | Consumer Discretionary | 9.3% |
| 3 | Healthcare | 7.82% |
| 4 | Financials | 5.66% |
| 5 | Industrials | 4.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3201
Enel Chile
ENIC
$6.32B
| $624K | ﹤0.01% |
210,902
+15,287
| +8% | +$50.2K |
|
|
HRT
3202
DELISTED
HireRight Holdings Corporation
HRT
| $624K | ﹤0.01% |
65,575
+21,138
| +48% | +$218K |
|
3203
Dave & Buster's
PLAY
$350M
| $623K | ﹤0.01% |
16,810
+8,011
| +91% | +$327K |
|
3204
Greenlight Captial
GLRE
$505M
| $623K | ﹤0.01% |
58,019
+33,598
| +138% | +$362K |
|
3205
PUT
Tandem Diabetes Care
TNDM
$1.5B
| $623K | ﹤0.01% |
30,000
-11,700
| -28% | -$321K |
|
3206
CALL
Insulet
PODD
$9.92B
| $622K | ﹤0.01% |
+3,900
| New | +$873K |
|
|
BNT
3207
Brookfield Wealth Solutions
BNT
$12.6B
| $621K | ﹤0.01% |
29,798
+8,250
| +38% | +$187K |
|
3208
Willdan Group
WLDN
$1.3B
| $620K | ﹤0.01% |
30,345
+7,220
| +31% | +$153K |
|
3209
HEICO Corp Class A
HEI.A
$35.9B
| $617K | ﹤0.01% |
4,778
-1,000
| -17% | -$136K |
|
|
ZEUS
3210
DELISTED
Olympic Steel
ZEUS
| $617K | ﹤0.01% |
10,982
-3,675
| -25% | -$190K |
|
3211
First Hawaiian
FHB
$3.14B
| $617K | ﹤0.01% |
34,163
-75,625
| -69% | -$1.46M |
|
3212
Vital Farms
VITL
$477M
| $615K | ﹤0.01% |
53,088
-34,469
| -39% | -$397K |
|
3213
FirstEnergy
FE
$27B
| $607K | ﹤0.01% |
17,748
-48,057
| -73% | -$1.79M |
|
3214
Regional Management Corp
RM
$308M
| $606K | ﹤0.01% |
21,879
-2,433
| -10% | -$72.3K |
|
3215
IES Holdings
IESC
$12.5B
| $605K | ﹤0.01% |
18,382
-8,230
| -31% | -$268K |
|
3216
Powell Industries
POWL
$6.93B
| $601K | ﹤0.01% |
21,762
-38,916
| -64% | -$965K |
|
3217
Quanta Services
PWR
$90.8B
| $599K | ﹤0.01% |
3,200
+362
| +13% | +$72.6K |
|
3218
M&T Bank
MTB
$34.7B
| $598K | ﹤0.01% |
+4,733
| New | +$617K |
|
3219
CALL
Nutanix
NTNX
$18B
| $596K | ﹤0.01% |
17,100
-78,800
| -82% | -$2.47M |
|
3220
MediaAlpha
MAX
$787M
| $588K | ﹤0.01% |
+71,187
| New | +$636K |
|
3221
Full House Resorts
FLL
$77.7M
| $587K | ﹤0.01% |
137,532
-2,194
| -2% | -$12K |
|
|
CIR
3222
DELISTED
CIRCOR International, Inc
CIR
| $584K | ﹤0.01% |
10,478
-27,771
| -73% | -$1.55M |
|
3223
Brink's
BCO
$4.57B
| $583K | ﹤0.01% |
8,032
-16,950
| -68% | -$1.22M |
|
3224
Midland States Bancorp
MSBI
$679M
| $583K | ﹤0.01% |
28,384
-4,950
| -15% | -$109K |
|
|
TCN
3225
DELISTED
Tricon Residential Inc.
TCN
| $580K | ﹤0.01% |
78,500
-105,800
| -57% | -$912K |
|
Similar funds
David Shaw's Q3 2023 Portfolio in Review
As of Q3 2023, David Shaw held 4,689 positions worth $95.8B, down 2.2% from $97.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw withdrew a net $2.99B in Q3 2023, closing 472 positions and reducing 1,535 holdings. Its most notable exit was State Street Consumer Staples Select Sector SPDR ETF, an estimated $174M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, David Shaw opened a new position in NiSource Inc. Series A Corporate Units worth $52.6M.
- David Shaw's largest Q3 2023 buy was NiSource Inc. Series A Corporate Units: 540,000 shares worth $52.6M.
- David Shaw added most to Amazon in Q3 2023, an estimated $516M increase.
- David Shaw's biggest Q3 2023 reduction was Walmart Inc, cutting an estimated $584M.
- David Shaw fully exited State Street Consumer Staples Select Sector SPDR ETF in Q3 2023, selling an estimated $174M.
- David Shaw's ten largest holdings make up 12% of its $95.8B portfolio in Q3 2023.
- David Shaw opened 482 new positions and closed 472 in Q3 2023.
- David Shaw's portfolio value fell 2.2% quarter-over-quarter to $95.8B.
Based on D.E. Shaw & Co's 13F filing for Q3 2023, filed 14 Nov 2023.