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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$7.58B
Cap. Flow %
-6.28%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.89%
2 Technology 13.97%
3 Consumer Discretionary 9.19%
4 Financials 7.48%
5 Healthcare 7.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAIN icon
3201
Hain Celestial
HAIN
$63.9M
$2.01M ﹤0.01%
47,260
+5,222
+12% +$223K
ENTFU
3202
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Unit
ENTFU
$2.01M ﹤0.01%
+200,000
New +$2.02M
HAYN
3203
DELISTED
Haynes International, Inc.
HAYN
$2.01M ﹤0.01%
49,895
-26,638
-35% -$1.08M
XFINU
3204
DELISTED
ExcelFin Acquisition Corp Unit
XFINU
$2.01M ﹤0.01%
+200,000
New +$2.02M
IBRX icon
3205
ImmunityBio
IBRX
$8.7B
$2.01M ﹤0.01%
330,501
-46,969
-12% -$353K
DHR.PRA
3206
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$2.01M ﹤0.01%
+916
New +$1.9M
SPR
3207
CALL
DELISTED
Spirit AeroSystems
SPR
$2.01M ﹤0.01%
46,600
– –
XOP icon
3208
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.78B
$2M ﹤0.01%
+20,899
New +$2.14M
CRECU
3209
DELISTED
Crescera Capital Acquisition Corp Unit
CRECU
$2M ﹤0.01%
+200,000
New +$2M
ASTH icon
3210
CALL
Astrana Health
ASTH
$1.91B
$2M ﹤0.01%
+27,200
New +$2.23M
AEON icon
3211
AEON Biopharma
AEON
$14.6M
$2M ﹤0.01%
2,853
+1,240
+77% +$872K
PBCT
3212
DELISTED
People's United Financial Inc
PBCT
$2M ﹤0.01%
112,099
-67,249
-37% -$1.2M
TK icon
3213
Teekay
TK
$1.13B
$2M ﹤0.01%
635,457
-126,803
-17% -$438K
OLN icon
3214
Olin
OLN
$1.96B
$1.99M ﹤0.01%
+34,670
New +$1.94M
POW
3215
DELISTED
Powered Brands Class A Ordinary Shares
POW
$1.99M ﹤0.01%
203,551
+141,916
+230% +$1.39M
CAL icon
3216
Caleres
CAL
$429M
$1.99M ﹤0.01%
87,771
-176,099
-67% -$4.2M
ARCB icon
3217
CALL
ArcBest
ARCB
$3.08B
$1.99M ﹤0.01%
16,600
– –
RRGB icon
3218
Red Robin
RRGB
$181M
$1.98M ﹤0.01%
120,018
+82,780
+222% +$1.58M
PAFO
3219
DELISTED
Pacifico Acquisition Corp. Common Stock
PAFO
$1.98M ﹤0.01%
+200,000
New +$1.98M
HONE
3220
DELISTED
HarborOne Bancorp
HONE
$1.98M ﹤0.01%
133,596
+59,146
+79% +$860K
OFIX icon
3221
Orthofix Medical
OFIX
$400M
$1.98M ﹤0.01%
63,770
+7,326
+13% +$245K
HES
3222
CALL
DELISTED
Hess
HES
$1.98M ﹤0.01%
26,700
-48,300
-64% -$3.92M
BLUA
3223
DELISTED
BlueRiver Acquisition Corp.
BLUA
$1.97M ﹤0.01%
202,132
+7,338
+4% +$71.6K
GTLS
3224
CALL
DELISTED
Chart Industries
GTLS
$1.96M ﹤0.01%
12,300
-10,000
-45% -$1.77M
GDRX icon
3225
CALL
GoodRx Holdings
GDRX
$1.21B
$1.96M ﹤0.01%
60,000
-30,000
-33% -$1.21M
127 128
129
130 131

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $7.58B in Q4 2021, closing 616 positions and reducing 1,595 holdings. Its most notable exit was Aon, an estimated $179M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, up from 38% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, David Shaw opened a new position in iShares Core S&P 500 ETF worth $1.02B.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.