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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FG
3201
DELISTED
FGL Holdings Ordinary Shares
FG
$659K ﹤0.01%
61,843
-51,056
-45% -$464K
HBNC icon
3202
Horizon Bancorp
HBNC
$1B
$655K ﹤0.01%
34,476
-14,861
-30% -$273K
PTE
3203
DELISTED
PolarityTE, Inc. Common Stock
PTE
$652K ﹤0.01%
10,037
+1,637
+19% +$118K
HSKA
3204
DELISTED
Heska Corp
HSKA
$652K ﹤0.01%
6,788
-1,738
-20% -$151K
ACB
3205
Aurora Cannabis
ACB
$254M
$650K ﹤0.01%
2,523
+2,245
+808% +$837K
GGAL icon
3206
PUT
Galicia Financial Group
GGAL
$7.1B
$649K ﹤0.01%
+40,000
New +$528K
CAMT icon
3207
Camtek
CAMT
$6.84B
$646K ﹤0.01%
59,659
-1,823
-3% -$19K
THRM icon
3208
Gentherm
THRM
$1.23B
$646K ﹤0.01%
14,542
+4,405
+43% +$188K
LORL
3209
CALL
DELISTED
Loral Space and Communications, Inc.
LORL
$646K ﹤0.01%
+20,000
New +$733K
OPI
3210
CALL
DELISTED
Office Properties Income Trust
OPI
$643K ﹤0.01%
20,000
-5,000
-20% -$160K
TPC
3211
CALL
Tutor Perini Cor
TPC
$4.59B
$643K ﹤0.01%
50,000
– –
TPC
3212
PUT
Tutor Perini Cor
TPC
$4.59B
$643K ﹤0.01%
50,000
– –
ELVT
3213
DELISTED
Elevate Credit, Inc.
ELVT
$643K ﹤0.01%
144,531
+5,544
+4% +$23.1K
NEU icon
3214
NewMarket
NEU
$8.56B
$640K ﹤0.01%
1,315
-7,593
-85% -$3.65M
TCRT icon
3215
Alaunos Therapeutics
TCRT
$4.55M
$639K ﹤0.01%
902
+551
+157% +$379K
QSR icon
3216
PUT
Restaurant Brands International
QSR
$28.4B
$638K ﹤0.01%
10,000
– –
GLOB icon
3217
CALL
Globant
GLOB
$1.73B
$636K ﹤0.01%
6,000
– –
VRS
3218
DELISTED
Verso Corporation
VRS
$633K ﹤0.01%
35,096
-22,581
-39% -$362K
CRC
3219
CALL
DELISTED
California Resources Corporation
CRC
$632K ﹤0.01%
+70,000
New +$567K
ATRI
3220
DELISTED
Atrion Corp
ATRI
$631K ﹤0.01%
840
-575
-41% -$434K
PXLW icon
3221
Pixelworks
PXLW
$42.8M
$625K ﹤0.01%
13,286
+888
+7% +$36.4K
TREC
3222
DELISTED
Trecora Resources
TREC
$625K ﹤0.01%
87,400
+15,937
+22% +$130K
OXSQ icon
3223
Oxford Square Capital
OXSQ
$148M
$624K ﹤0.01%
114,566
+93,049
+432% +$514K
DCPH
3224
CALL
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$622K ﹤0.01%
+10,000
New +$475K
DHC
3225
Diversified Healthcare Trust
DHC
$1.96B
$621K ﹤0.01%
73,547
+22,501
+44% +$190K
127 128
129
130 131

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.