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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.7%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$72.6B
AUM Growth
+$7.53B
Cap. Flow
+$3.73B
Cap. Flow %
5.13%
Top 10 Hldgs %
9.55%
Holding
3,940
New
507
Increased
1,441
Reduced
1,273
Closed
394

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$434M
2
NFLX icon
Netflix
NFLX
+$301M
3
BABA icon
Alibaba
BABA
+$245M
4
VZ icon
Verizon
VZ
+$235M
5
TSLA icon
Tesla
TSLA
+$230M

Sector Composition

Rank Sector Weight
1 Technology 13.95%
2 Healthcare 11.57%
3 Consumer Discretionary 9.23%
4 Communication Services 8.8%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
EGLT
3201
DELISTED
Egalet Corporation
EGLT
$300K ﹤0.01%
299,312
+134,256
+81% +$145K
WLK icon
3202
PUT
Westlake Corp
WLK
$9.78B
$298K ﹤0.01%
+2,800
New +$259K
DOTA
3203
DELISTED
Draper Oakwood Technology Acquisition, Inc. Class A Common Stock
DOTA
$298K ﹤0.01%
+30,412
New +$298K
KOPN icon
3204
Kopin
KOPN
$881M
$296K ﹤0.01%
92,597
+39,261
+74% +$135K
VIPS icon
3205
Vipshop
VIPS
$6.88B
$295K ﹤0.01%
+25,135
New +$222K
SASR
3206
DELISTED
Sandy Spring Bancorp Inc
SASR
$295K ﹤0.01%
7,565
-11,466
-60% -$460K
CLPR
3207
Clipper Realty
CLPR
$55.4M
$294K ﹤0.01%
29,450
-7,953
-21% -$84.1K
NXH
3208
Neighborhood Intelligence Inc
NXH
$372M
$291K ﹤0.01%
6,056
-469,926
-99% -$17M
SMP icon
3209
Standard Motor Products
SMP
$838M
$290K ﹤0.01%
6,462
MIC
3210
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$289K ﹤0.01%
+4,500
New +$305K
AVHI
3211
DELISTED
A V Homes, Inc.
AVHI
$288K ﹤0.01%
+17,283
New +$296K
AAOI icon
3212
Applied Optoelectronics
AAOI
$9.1B
$287K ﹤0.01%
7,578
-4,916
-39% -$217K
BNED icon
3213
Barnes & Noble Education
BNED
$430M
$287K ﹤0.01%
+348
New +$230K
ADSW
3214
DELISTED
Advanced Disposal Services Inc
ADSW
$287K ﹤0.01%
11,975
+1,923
+19% +$45.5K
LUMN icon
3215
Lumen
LUMN
$5.85B
$286K ﹤0.01%
17,124
-400,978
-96% -$6.8M
LNCE
3216
DELISTED
Snyders-Lance, Inc.
LNCE
$286K ﹤0.01%
+5,717
New +$227K
GORO icon
3217
Goldgroup Mining
GORO
$266M
$284K ﹤0.01%
64,523
-22,339
-26% -$87.3K
PZZA icon
3218
Papa John's
PZZA
$793M
$284K ﹤0.01%
+5,062
New +$315K
EGP icon
3219
PUT
EastGroup Properties
EGP
$10.9B
$283K ﹤0.01%
+3,200
New +$291K
GDOT icon
3220
CALL
Green Dot
GDOT
$765M
$283K ﹤0.01%
+4,700
New +$276K
WINA icon
3221
Winmark
WINA
$1.26B
$282K ﹤0.01%
2,179
-10
-0.5% -$1.32K
GBL
3222
DELISTED
GAMCO Investors, Inc.
GBL
$282K ﹤0.01%
9,524
-5,866
-38% -$171K
DQ
3223
Daqo New Energy
DQ
$976M
$281K ﹤0.01%
+23,615
New +$202K
MRSN
3224
DELISTED
Mersana Therapeutics
MRSN
$280K ﹤0.01%
+681
New +$297K
PCH
3225
DELISTED
PotlatchDeltic
PCH
$279K ﹤0.01%
+5,589
New +$288K

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David Shaw's Q4 2017 Portfolio in Review

As of Q4 2017, David Shaw held 3,940 positions worth $72.6B, up 12% from $65.1B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

David Shaw deployed $3.73B of net new capital in Q4 2017, opening 507 new positions and adding to 1,441 existing holdings. Its largest new stake was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $434M trimmed.

  • David Shaw's largest Q4 2017 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
  • David Shaw added most to GE Aerospace in Q4 2017, an estimated $570M increase.
  • David Shaw's biggest Q4 2017 reduction was Apple, cutting an estimated $434M.
  • David Shaw fully exited Tesla in Q4 2017, selling an estimated $230M.
  • David Shaw's ten largest holdings make up 9.5% of its $72.6B portfolio in Q4 2017.
  • David Shaw opened 507 new positions and closed 394 in Q4 2017.
  • David Shaw's portfolio value rose 12% quarter-over-quarter to $72.6B.

Based on D.E. Shaw & Co's 13F filing for Q4 2017, filed 14 Feb 2018.