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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCO
3201
DELISTED
Pendrell Corporation - Class A
PCO
$226K ﹤0.01%
335
-352
-51% -$233K
VMI icon
3202
PUT
Valmont Industries
VMI
$9.29B
$225K ﹤0.01%
+1,600
New +$222K
ILG
3203
CALL
DELISTED
ILG, Inc Common Stock
ILG
$225K ﹤0.01%
+12,400
New +$217K
SOHU
3204
PUT
Sohu.com
SOHU
$379M
$224K ﹤0.01%
6,600
-3,400
-34% -$127K
JMBA
3205
DELISTED
Jamba, Inc.
JMBA
$224K ﹤0.01%
+21,712
New +$225K
CTXS
3206
PUT
DELISTED
Citrix Systems Inc
CTXS
$223K ﹤0.01%
3,140
– –
RVNC
3207
DELISTED
Revance Therapeutics, Inc.
RVNC
$222K ﹤0.01%
+10,717
New +$179K
TCPC icon
3208
BlackRock TCP Capital
TCPC
$342M
$221K ﹤0.01%
+13,079
New +$216K
BSFT
3209
DELISTED
BroadSoft, Inc.
BSFT
$221K ﹤0.01%
5,360
-5,711
-52% -$244K
SMG icon
3210
PUT
ScottsMiracle-Gro
SMG
$3.53B
$220K ﹤0.01%
+2,300
New +$206K
BGC icon
3211
BGC Group
BGC
$5.68B
$219K ﹤0.01%
33,313
+15,221
+84% +$92.2K
GWRE icon
3212
Guidewire Software
GWRE
$16B
$219K ﹤0.01%
4,440
-34,634
-89% -$1.94M
NJR icon
3213
New Jersey Resources
NJR
$5.45B
$219K ﹤0.01%
6,173
-38,475
-86% -$1.31M
SUP
3214
DELISTED
Superior Industries International
SUP
$218K ﹤0.01%
8,259
+1,004
+14% +$26.5K
AUY
3215
DELISTED
Yamana Gold, Inc.
AUY
$218K ﹤0.01%
77,410
+26,349
+52% +$86.1K
FMI
3216
DELISTED
Foundation Medicine, Inc.
FMI
$217K ﹤0.01%
12,258
-69
-0.6% -$1.49K
MCF
3217
DELISTED
Contango Oil & Gas Co.
MCF
$217K ﹤0.01%
23,220
-6,100
-21% -$57.9K
NGD
3218
DELISTED
New Gold Inc
NGD
$216K ﹤0.01%
61,764
-18,936
-23% -$71.9K
GG
3219
CALL
DELISTED
Goldcorp Inc
GG
$216K ﹤0.01%
+15,900
New +$222K
WPRT
3220
Westport Fuel Systems
WPRT
$34.8M
$214K ﹤0.01%
18,941
+117
+0.6% +$1.63K
FLR icon
3221
Fluor
FLR
$6.86B
$213K ﹤0.01%
4,064
-42,936
-91% -$2.23M
NWLI
3222
DELISTED
National Western Life Group, Inc. Class A
NWLI
$213K ﹤0.01%
+684
New +$172K
CIO
3223
DELISTED
City Office REIT
CIO
$212K ﹤0.01%
+16,084
New +$202K
HRZN icon
3224
Horizon Technology Finance
HRZN
$326M
$212K ﹤0.01%
+20,141
New +$237K
PRK icon
3225
Park National Corp
PRK
$3.68B
$212K ﹤0.01%
+1,774
New +$190K
127 128
129
130 131

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.