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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$56.7B
AUM Growth
+$2.44B
Cap. Flow
-$1.63B
Cap. Flow %
-2.87%
Top 10 Hldgs %
10.3%
Holding
3,773
New
448
Increased
1,212
Reduced
1,375
Closed
429

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$453M
2
DIS icon
Walt Disney
DIS
+$410M
3
BMY icon
Bristol-Myers Squibb
BMY
+$386M
4
GE icon
GE Aerospace
GE
+$196M
5
DELL icon
Dell
DELL
+$188M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$374M
2
PYPL icon
PayPal
PYPL
+$289M
3
EMC
EMC CORPORATION
EMC
+$278M
4
NKE icon
Nike
NKE
+$227M
5
AMGN icon
Amgen
AMGN
+$217M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Healthcare 11.42%
3 Financials 9.58%
4 Consumer Discretionary 9.33%
5 Communication Services 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HHS icon
3201
Harte-Hanks
HHS
$27.4M
$157K ﹤0.01%
9,688
-2,713
-22% -$44.7K
SPNT icon
3202
SiriusPoint
SPNT
$2.74B
$156K ﹤0.01%
12,995
-9,861
-43% -$123K
MACK
3203
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$156K ﹤0.01%
+3,127
New +$130K
SNC
3204
DELISTED
State National Companies, Inc.
SNC
$155K ﹤0.01%
+13,950
New +$149K
GPT
3205
DELISTED
Gramercy Property Trust
GPT
$154K ﹤0.01%
5,328
-348
-6% -$10.1K
CYH icon
3206
CALL
Community Health Systems
CYH
$424M
$153K ﹤0.01%
+13,300
New +$153K
SPWR
3207
DELISTED
SunPower Corporation Common Stock
SPWR
$153K ﹤0.01%
26,171
-63,968
-71% -$497K
TTNP
3208
DELISTED
Titan Pharmaceuticals
TTNP
$150K ﹤0.01%
+7
New +$136K
GERN icon
3209
Geron
GERN
$977M
$149K ﹤0.01%
66,107
-16,301
-20% -$42.2K
SFUN
3210
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$149K ﹤0.01%
665
-2,962
-82% -$709K
PKD
3211
DELISTED
Parker Drilling Company
PKD
$149K ﹤0.01%
+4,563
New +$147K
FULT icon
3212
Fulton Financial
FULT
$4.51B
$148K ﹤0.01%
10,163
-28,039
-73% -$393K
CLD
3213
DELISTED
Cloud Peak Energy Inc
CLD
$147K ﹤0.01%
+27,074
New +$94.2K
KERX
3214
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$147K ﹤0.01%
27,683
-1,569
-5% -$8.46K
PFSW
3215
DELISTED
PFSweb, Inc.
PFSW
$146K ﹤0.01%
16,325
-1,514
-8% -$14.7K
EGY icon
3216
Vaalco Energy
EGY
$625M
$142K ﹤0.01%
152,720
-299,762
-66% -$295K
GAIN icon
3217
Gladstone Investment Corp
GAIN
$651M
$142K ﹤0.01%
15,972
-92,544
-85% -$773K
ARRY
3218
DELISTED
Array Biopharma Inc
ARRY
$140K ﹤0.01%
+20,681
New +$80K
CMCM
3219
Cheetah Mobile
CMCM
$91.9M
$138K ﹤0.01%
2,220
+149
+7% +$8.61K
NDLS icon
3220
Noodles & Co
NDLS
$89.7M
$138K ﹤0.01%
3,632
+394
+12% +$23.1K
ANH
3221
DELISTED
Anworth Mortgage Asset Corporation
ANH
$138K ﹤0.01%
27,994
-145,320
-84% -$712K
NRE
3222
DELISTED
NorthStar Realty Europe Corp.
NRE
$138K ﹤0.01%
12,597
-56,412
-82% -$554K
CRK icon
3223
Comstock Resources
CRK
$4.18B
$137K ﹤0.01%
17,948
-65,437
-78% -$363K
TAT
3224
DELISTED
TransAtlantic Petroleum LTD.
TAT
$137K ﹤0.01%
112,295
+4,983
+5% +$4.39K
REI icon
3225
Ring Energy
REI
$386M
$135K ﹤0.01%
12,309
-28,111
-70% -$263K
127 128
129
130 131

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David Shaw's Q3 2016 Portfolio in Review

As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
  • David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
  • David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
  • David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
  • David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
  • David Shaw opened 448 new positions and closed 429 in Q3 2016.
  • David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.