David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Global Class C
LBTYK
|
+$404M |
| 2 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$361M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$327M |
| 4 |
Procter & Gamble
PG
|
+$313M |
| 5 |
Netflix
NFLX
|
+$286M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Bank of America
BAC
|
+$405M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$236M |
| 4 |
Citigroup
C
|
+$219M |
| 5 |
SLB Ltd
SLB
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 9.3% |
| 2 | Healthcare | 8.21% |
| 3 | Consumer Discretionary | 8.05% |
| 4 | Energy | 7.7% |
| 5 | Technology | 7.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3201
Insteel Industries
IIIN
$591M
| $797K | ﹤0.01% |
40,529
+3,612
| +10% | +$71K |
|
3202
CALL
Ciena
CIEN
$57.2B
| $796K | ﹤0.01% |
35,000
+12,900
| +58% | +$303K |
|
3203
CRH
CRH
$64.6B
| $796K | ﹤0.01% |
+28,227
| New | +$773K |
|
|
BRS
3204
DELISTED
Bristow Group, Inc.
BRS
| $796K | ﹤0.01% |
10,546
-18,212
| -63% | -$1.35M |
|
|
AVTA
3205
PUT
DELISTED
Avantax, Inc. Common Stock
AVTA
| $795K | ﹤0.01% |
40,400
-11,100
| -22% | -$257K |
|
|
SHOS
3206
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
| $795K | ﹤0.01% |
33,623
-22,089
| -40% | -$510K |
|
3207
Celldex Therapeutics
CLDX
$3.19B
| $794K | ﹤0.01% |
2,994
-2,143
| -42% | -$821K |
|
|
ARUN
3208
DELISTED
ARUBA NETWORKS, INC.
ARUN
| $794K | ﹤0.01% |
42,366
+2,707
| +7% | +$54.2K |
|
|
WIRE
3209
DELISTED
Encore Wire Corp
WIRE
| $792K | ﹤0.01% |
16,321
+9,462
| +138% | +$489K |
|
|
AXON
3210
PUT
Axon Enterprise
AXON
$49.4B
| $790K | ﹤0.01% |
43,200
| – | – |
|
3211
PUT
Twin Disc
TWIN
$339M
| $790K | ﹤0.01% |
+30,000
| New | +$742K |
|
|
GFN
3212
DELISTED
General Finance Corporation
GFN
| $790K | ﹤0.01% |
100,000
| – | – |
|
|
HEES
3213
CALL
DELISTED
H&E Equipment Services
HEES
| $789K | ﹤0.01% |
+19,500
| New | +$647K |
|
3214
Silgan Holdings
SLGN
$4.54B
| $788K | ﹤0.01% |
31,826
-14,174
| -31% | -$337K |
|
|
FLIR
3215
PUT
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
| $788K | ﹤0.01% |
21,900
-50,500
| -70% | -$1.67M |
|
|
ANSS
3216
PUT
DELISTED
Ansys
ANSS
| $786K | ﹤0.01% |
10,200
-20,000
| -66% | -$1.62M |
|
3217
ScottsMiracle-Gro
SMG
$3.57B
| $779K | ﹤0.01% |
12,708
-103,823
| -89% | -$6.16M |
|
3218
Consolidated Edison
ED
$40B
| $778K | ﹤0.01% |
14,500
-2,710
| -16% | -$147K |
|
|
CONN
3219
CALL
DELISTED
Conn's Inc.
CONN
| $777K | ﹤0.01% |
20,000
| – | – |
|
3220
PUT
WD-40
WDFC
$2.91B
| $776K | ﹤0.01% |
10,000
| – | – |
|
3221
PUT
Dolby
DLB
$6.08B
| $774K | ﹤0.01% |
+17,400
| New | +$731K |
|
3222
PUT
LyondellBasell Industries
LYB
$20.2B
| $774K | ﹤0.01% |
+8,700
| New | +$732K |
|
|
LOCK
3223
CALL
DELISTED
LifeLock, Inc.
LOCK
| $773K | ﹤0.01% |
+45,200
| New | +$883K |
|
|
WNR
3224
CALL
DELISTED
Western Refining Inc
WNR
| $772K | ﹤0.01% |
20,000
-7,700
| -28% | -$302K |
|
3225
CALL
Asbury Automotive
ABG
$3.77B
| $769K | ﹤0.01% |
13,900
-46,100
| -77% | -$2.35M |
|
Similar funds
David Shaw's Q1 2014 Portfolio in Review
As of Q1 2014, David Shaw held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 9.3% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, David Shaw opened a new position in Veren worth $53.3M.
- David Shaw's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
- David Shaw added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
- David Shaw's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
- David Shaw fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
- David Shaw's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
- David Shaw opened 596 new positions and closed 795 in Q1 2014.
- David Shaw's portfolio value fell 4.4% quarter-over-quarter to $70.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.