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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$13.7B
Cap. Flow %
-12.39%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.33%
2 Technology 14.87%
3 Consumer Discretionary 9.92%
4 Healthcare 7.34%
5 Financials 7.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDDY icon
3151
PUT
GoDaddy
GDDY
$12.3B
$1.45M ﹤0.01%
20,800
– –
MOMO
3152
Hello Group
MOMO
$839M
$1.45M ﹤0.01%
136,702
+91,276
+201% +$1.14M
SMAR
3153
CALL
DELISTED
Smartsheet Inc.
SMAR
$1.45M ﹤0.01%
21,000
– –
BAP icon
3154
PUT
Credicorp
BAP
$29.8B
$1.44M ﹤0.01%
13,000
– –
ADMS
3155
DELISTED
Adamas Pharmaceuticals
ADMS
$1.44M ﹤0.01%
293,428
-175,432
-37% -$852K
TSIB
3156
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$1.44M ﹤0.01%
146,950
+62,987
+75% +$617K
CYBE
3157
DELISTED
Cyberoptics Corp
CYBE
$1.44M ﹤0.01%
40,457
-6,999
-15% -$285K
OPEN icon
3158
PUT
Opendoor
OPEN
$3.32B
$1.44M ﹤0.01%
+72,333
New +$1.17M
GMS
3159
DELISTED
GMS Inc
GMS
$1.44M ﹤0.01%
+32,779
New +$1.57M
RKT icon
3160
CALL
Rocket Companies
RKT
$39.5B
$1.43M ﹤0.01%
+89,400
New +$1.56M
SFM icon
3161
PUT
Sprouts Farmers Market
SFM
$7.91B
$1.43M ﹤0.01%
+61,900
New +$1.51M
STLA icon
3162
PUT
Stellantis
STLA
$19.9B
$1.43M ﹤0.01%
75,000
– –
UEIC icon
3163
Universal Electronics
UEIC
$56.7M
$1.43M ﹤0.01%
29,107
-6,382
-18% -$310K
ELVT
3164
DELISTED
Elevate Credit, Inc.
ELVT
$1.43M ﹤0.01%
346,674
-161
-0% -$578
ZNGA
3165
PUT
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$1.43M ﹤0.01%
+190,000
New +$1.73M
HOG icon
3166
PUT
Harley-Davidson
HOG
$2.9B
$1.43M ﹤0.01%
39,000
+3,200
+9% +$129K
TRON
3167
DELISTED
Corner Growth Acquisition Corp. 2 Class A Ordinary Share
TRON
$1.43M ﹤0.01%
+144,736
New +$1.42M
HTBK
3168
DELISTED
Heritage Commerce
HTBK
$1.43M ﹤0.01%
122,524
-3,796
-3% -$42.5K
RS icon
3169
CALL
Reliance Steel & Aluminium
RS
$19.9B
$1.42M ﹤0.01%
10,000
-17,400
-64% -$2.62M
SWET
3170
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
$1.42M ﹤0.01%
+145,633
New +$1.41M
VMI icon
3171
Valmont Industries
VMI
$9.24B
$1.42M ﹤0.01%
6,051
-1,557
-20% -$370K
RXT icon
3172
PUT
Rackspace Technology
RXT
$892M
$1.42M ﹤0.01%
+100,000
New +$1.61M
ACII
3173
DELISTED
Atlas Crest Investment Corp. II
ACII
$1.42M ﹤0.01%
+145,721
New +$1.42M
NCNO icon
3174
CALL
nCino
NCNO
$2.35B
$1.42M ﹤0.01%
20,000
-50,000
-71% -$3.33M
ISPO
3175
DELISTED
Inspirato
ISPO
$1.42M ﹤0.01%
7,012
– –
125 126
127
128 129

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $13.7B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 35% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.