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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIPR icon
3151
Piper Sandler
PIPR
$5.28B
$271K ﹤0.01%
+18,284
New +$270K
VIRT icon
3152
Virtu Financial
VIRT
$5.84B
$271K ﹤0.01%
16,723
-2,279
-12% -$38.5K
UEIC icon
3153
Universal Electronics
UEIC
$56.8M
$270K ﹤0.01%
4,256
-100
-2% -$6.23K
VECO icon
3154
PUT
Veeco
VECO
$2.86B
$268K ﹤0.01%
12,500
– –
HA
3155
DELISTED
Hawaiian Holdings, Inc.
HA
$267K ﹤0.01%
+7,120
New +$302K
JCP
3156
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
$267K ﹤0.01%
70,000
-1,032,100
-94% -$4.57M
GNC
3157
CALL
DELISTED
GNC Holdings, Inc.
GNC
$265K ﹤0.01%
30,000
– –
GNC
3158
PUT
DELISTED
GNC Holdings, Inc.
GNC
$265K ﹤0.01%
30,000
– –
AGM icon
3159
Federal Agricultural Mortgage
AGM
$2.39B
$263K ﹤0.01%
+3,618
New +$244K
WLB
3160
DELISTED
Westmoreland Coal Company
WLB
$263K ﹤0.01%
+103,123
New +$320K
NBIX icon
3161
Neurocrine Biosciences
NBIX
$15.6B
$262K ﹤0.01%
+4,276
New +$226K
NWBI icon
3162
Northwest Bancshares
NWBI
$2.25B
$262K ﹤0.01%
15,192
-2,169
-12% -$34.4K
QSR icon
3163
PUT
Restaurant Brands International
QSR
$28.4B
$262K ﹤0.01%
4,100
– –
MDU icon
3164
MDU Resources
MDU
$4.2B
$260K ﹤0.01%
+26,349
New +$263K
SKT icon
3165
Tanger
SKT
$4.47B
$260K ﹤0.01%
10,648
+1,020
+11% +$25.8K
CATM
3166
CALL
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$260K ﹤0.01%
+11,300
New +$321K
ABM icon
3167
ABM Industries
ABM
$2.74B
$259K ﹤0.01%
6,202
-5,424
-47% -$231K
AFG icon
3168
CALL
American Financial Group
AFG
$12B
$259K ﹤0.01%
+2,500
New +$254K
BSTC
3169
DELISTED
BioSpecifics Technologies Corp.
BSTC
$257K ﹤0.01%
+5,531
New +$265K
ALX
3170
Alexander's
ALX
$1.38B
$254K ﹤0.01%
600
– –
AVAV icon
3171
CALL
AeroVironment
AVAV
$7.55B
$254K ﹤0.01%
+4,700
New +$200K
ADSW
3172
DELISTED
Advanced Disposal Services Inc
ADSW
$253K ﹤0.01%
+10,052
New +$238K
NVLN
3173
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$253K ﹤0.01%
35,977
+6,878
+24% +$55.1K
ZYNE
3174
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$251K ﹤0.01%
+29,997
New +$317K
GLAD icon
3175
Gladstone Capital
GLAD
$448M
$249K ﹤0.01%
+13,090
New +$250K
125 126
127
128 129

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.