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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATHM icon
3151
PUT
Autohome
ATHM
$2.51B
$253K ﹤0.01%
10,000
– –
GTN icon
3152
Gray Television
GTN
$516M
$253K ﹤0.01%
23,278
+4,912
+27% +$48.2K
UA icon
3153
PUT
Under Armour Class C
UA
$2.23B
$252K ﹤0.01%
10,000
– –
SJR
3154
DELISTED
Shaw Communications Inc.
SJR
$252K ﹤0.01%
12,548
-63,122
-83% -$1.25M
CALA
3155
DELISTED
Calithera Biosciences, Inc
CALA
$252K ﹤0.01%
3,880
-201
-5% -$12.6K
BIOL
3156
DELISTED
Biolase, Inc.
BIOL
$251K ﹤0.01%
14
– –
SGM
3157
DELISTED
Stonegate Mortgage Corporation
SGM
$251K ﹤0.01%
41,960
-22,501
-35% -$105K
KRA
3158
DELISTED
Kraton Corporation
KRA
$250K ﹤0.01%
8,788
-16,211
-65% -$499K
AORT icon
3159
CALL
Artivion
AORT
$1.36B
$249K ﹤0.01%
+13,000
New +$237K
MTX icon
3160
Minerals Technologies
MTX
$2.24B
$248K ﹤0.01%
3,213
-1,395
-30% -$103K
NAV
3161
PUT
DELISTED
Navistar International
NAV
$248K ﹤0.01%
+7,900
New +$214K
MINI
3162
DELISTED
Mobile Mini Inc
MINI
$248K ﹤0.01%
+8,199
New +$241K
SNAK
3163
DELISTED
Inventure Foods, Inc.
SNAK
$248K ﹤0.01%
+25,193
New +$229K
ACAT
3164
DELISTED
Arctic Cat Inc
ACAT
$248K ﹤0.01%
+16,515
New +$254K
FNSR
3165
PUT
DELISTED
Finisar Corp
FNSR
$248K ﹤0.01%
+8,200
New +$252K
LPL icon
3166
LG Display
LPL
$3.31B
$247K ﹤0.01%
19,206
+4,438
+30% +$55.6K
NEWR
3167
DELISTED
New Relic, Inc.
NEWR
$246K ﹤0.01%
8,701
+2,086
+32% +$68.8K
CHCT
3168
Community Healthcare Trust
CHCT
$430M
$245K ﹤0.01%
+10,618
New +$237K
SIMO icon
3169
Silicon Motion
SIMO
$8.14B
$245K ﹤0.01%
5,776
-30,175
-84% -$1.38M
STBA icon
3170
S&T Bancorp
STBA
$1.78B
$245K ﹤0.01%
+6,283
New +$210K
NEOG icon
3171
Neogen
NEOG
$2.57B
$244K ﹤0.01%
9,853
-33,798
-77% -$751K
HONE
3172
DELISTED
HarborOne Bancorp
HONE
$243K ﹤0.01%
+22,590
New +$225K
PHX
3173
DELISTED
PHX Minerals
PHX
$243K ﹤0.01%
10,306
-52
-0.5% -$1.11K
PRXL
3174
DELISTED
Parexel International Corp
PRXL
$243K ﹤0.01%
+3,700
New +$232K
SHLD
3175
DELISTED
Sears Holding Corporation
SHLD
$242K ﹤0.01%
26,054
-31,562
-55% -$360K
125 126
127
128 129

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.