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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$56.7B
AUM Growth
+$2.44B
Cap. Flow
-$1.63B
Cap. Flow %
-2.87%
Top 10 Hldgs %
10.3%
Holding
3,773
New
448
Increased
1,212
Reduced
1,375
Closed
429

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$453M
2
DIS icon
Walt Disney
DIS
+$410M
3
BMY icon
Bristol-Myers Squibb
BMY
+$386M
4
GE icon
GE Aerospace
GE
+$196M
5
DELL icon
Dell
DELL
+$188M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$374M
2
PYPL icon
PayPal
PYPL
+$289M
3
EMC
EMC CORPORATION
EMC
+$278M
4
NKE icon
Nike
NKE
+$227M
5
AMGN icon
Amgen
AMGN
+$217M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Healthcare 11.42%
3 Financials 9.58%
4 Consumer Discretionary 9.33%
5 Communication Services 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHUY
3151
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$210K ﹤0.01%
+7,500
New +$241K
TACO
3152
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$210K ﹤0.01%
+17,655
New +$188K
NFG icon
3153
National Fuel Gas
NFG
$7.84B
$209K ﹤0.01%
3,857
-35,223
-90% -$1.99M
AMRC icon
3154
Ameresco
AMRC
$1.11B
$207K ﹤0.01%
39,291
-26,380
-40% -$131K
HBIO icon
3155
Harvard Bioscience
HBIO
$34.4M
$207K ﹤0.01%
7,595
+651
+9% +$18.1K
RYN icon
3156
Rayonier
RYN
$6.31B
$207K ﹤0.01%
+8,593
New +$210K
PSB
3157
DELISTED
PS Business Parks, Inc.
PSB
$207K ﹤0.01%
+1,826
New +$202K
NAVG
3158
DELISTED
Navigators Group Inc
NAVG
$207K ﹤0.01%
4,272
-6,218
-59% -$288K
ALX
3159
Alexander's
ALX
$1.38B
$206K ﹤0.01%
492
– –
GBDC icon
3160
Golub Capital BDC
GBDC
$3.44B
$206K ﹤0.01%
11,321
-10,425
-48% -$191K
SLAI
3161
DELISTED
SOLAI Ltd ADS
SLAI
$205K ﹤0.01%
+166
New +$207K
WSR
3162
DELISTED
Whitestone REIT
WSR
$205K ﹤0.01%
+14,787
New +$221K
SASR
3163
DELISTED
Sandy Spring Bancorp Inc
SASR
$205K ﹤0.01%
+6,701
New +$203K
USAP
3164
DELISTED
Universal Stainless & Alloy
USAP
$204K ﹤0.01%
19,463
– –
VIV icon
3165
Telefônica Brasil
VIV
$18.3B
$201K ﹤0.01%
+13,857
New +$202K
NHI icon
3166
National Health Investors
NHI
$3.59B
$200K ﹤0.01%
2,553
-6,756
-73% -$532K
WHR icon
3167
Whirlpool
WHR
$2.62B
$200K ﹤0.01%
1,235
-9,051
-88% -$1.6M
ARAV
3168
DELISTED
Aravive, Inc. Common Stock
ARAV
$200K ﹤0.01%
2,722
-1,620
-37% -$117K
PFNX
3169
DELISTED
Pfenex Inc.
PFNX
$198K ﹤0.01%
22,117
+10,636
+93% +$90.7K
WLH
3170
DELISTED
WILLIAM LYON HOMES
WLH
$198K ﹤0.01%
+10,700
New +$182K
CGEN icon
3171
Compugen
CGEN
$245M
$197K ﹤0.01%
31,197
+4,671
+18% +$31.6K
CCIH
3172
DELISTED
Chinacache International Holdings Ltd
CCIH
$195K ﹤0.01%
50,708
-12,271
-19% -$71.1K
IQNT
3173
DELISTED
Inteliquent, Inc.
IQNT
$194K ﹤0.01%
11,993
-60,496
-83% -$1.06M
BCIC
3174
BCP Investment Corp
BCIC
$94.9M
$192K ﹤0.01%
4,144
+1,791
+76% +$75.8K
NWY
3175
DELISTED
New York & Co Inc
NWY
$192K ﹤0.01%
85,055
– –
125 126
127
128 129

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David Shaw's Q3 2016 Portfolio in Review

As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
  • David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
  • David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
  • David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
  • David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
  • David Shaw opened 448 new positions and closed 429 in Q3 2016.
  • David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.