David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AFSI
3151
PUT
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $859K | ﹤0.01% |
+44,000
| New | +$818K |
|
3152
Cognex
CGNX
$10.1B
| $856K | ﹤0.01% |
54,614
+14,702
| +37% | +$206K |
|
3153
PUT
BCE
BCE
$22B
| $854K | ﹤0.01% |
20,000
| – | – |
|
3154
PUT
Broadridge
BR
$21.1B
| $854K | ﹤0.01% |
+26,900
| New | +$799K |
|
3155
Culp Inc
CULP
$44.3M
| $854K | ﹤0.01% |
45,647
+1,675
| +4% | +$31.5K |
|
|
REE
3156
DELISTED
RARE ELEMENT RES LTD
REE
| $851K | ﹤0.01% |
318,512
-21,516
| -6% | -$47.8K |
|
|
FRED
3157
DELISTED
Fred's Inc
FRED
| $848K | ﹤0.01% |
54,164
-6,941
| -11% | -$115K |
|
|
PETM
3158
DELISTED
PETSMART INC
PETM
| $848K | ﹤0.01% |
11,117
+4,699
| +73% | +$340K |
|
3159
MACOM Technology Solutions
MTSI
$20.3B
| $847K | ﹤0.01% |
49,754
-2,258
| -4% | -$35.9K |
|
|
KEG
3160
DELISTED
KEY ENERGY SERVICES INC
KEG
| $847K | ﹤0.01% |
116,195
-216,591
| -65% | -$1.58M |
|
3161
Power Integrations
POWI
$3.05B
| $845K | ﹤0.01% |
+31,220
| New | +$809K |
|
|
EPL
3162
DELISTED
EPL OIL & GAS, INC COMMON STK
EPL
| $844K | ﹤0.01% |
22,738
-27,446
| -55% | -$916K |
|
|
CTIC
3163
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
| $843K | ﹤0.01% |
51,461
-52,805
| -51% | -$612K |
|
3164
CALL
HF Sinclair
DINO
$16.6B
| $842K | ﹤0.01% |
20,000
| – | – |
|
3165
PUT
Huron Consulting
HURN
$2.53B
| $842K | ﹤0.01% |
+16,000
| New | +$788K |
|
3166
CALL
Jack in the Box
JACK
$320M
| $840K | ﹤0.01% |
+21,000
| New | +$846K |
|
|
KCG
3167
DELISTED
KCG Holdings, Inc.
KCG
| $838K | ﹤0.01% |
+96,693
| New | +$876K |
|
3168
PUT
AZZ Inc
AZZ
$4.16B
| $837K | ﹤0.01% |
20,000
-8,900
| -31% | -$343K |
|
3169
CorVel
CRVL
$3.54B
| $837K | ﹤0.01% |
+67,917
| New | +$765K |
|
3170
CALL
TechnipFMC
FTI
$29.5B
| $837K | ﹤0.01% |
20,294
| – | – |
|
3171
Littelfuse
LFUS
$10.3B
| $835K | ﹤0.01% |
+10,673
| New | +$846K |
|
|
ENTR
3172
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
| $835K | ﹤0.01% |
190,669
+176,903
| +1,285% | +$739K |
|
3173
CALL
Aecom
ACM
$8.08B
| $832K | ﹤0.01% |
26,600
-15,900
| -37% | -$498K |
|
|
APOL
3174
PUT
DELISTED
Apollo Education Group Inc Class A
APOL
| $832K | ﹤0.01% |
40,000
| – | – |
|
|
ASEI
3175
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
| $832K | ﹤0.01% |
13,797
-3,169
| -19% | -$188K |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.