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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$111B
AUM Growth
-$5.05B
Cap. Flow
-$13.7B
Cap. Flow %
-12.39%
Top 10 Hldgs %
9.24%
Holding
5,618
New
915
Increased
1,819
Reduced
1,634
Closed
695

Top Buys

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$757M
2
BABA icon
Alibaba
BABA
+$544M
3
BKNG icon
Booking.com
BKNG
+$475M
4
XLNX
Xilinx Inc
XLNX
+$377M
5
CAT icon
Caterpillar
CAT
+$285M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.07B
2
AMZN icon
Amazon
AMZN
+$486M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$443M
4
CRM icon
Salesforce
CRM
+$363M
5
QCOM icon
Qualcomm
QCOM
+$352M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.33%
2 Technology 14.87%
3 Consumer Discretionary 9.92%
4 Healthcare 7.34%
5 Financials 7.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATI icon
3126
CALL
ATI
ATI
$29B
$1.5M ﹤0.01%
90,000
– –
QTEK
3127
DELISTED
QualTek Services Inc. Class A Common Stock
QTEK
$1.5M ﹤0.01%
150,498
– –
MTB icon
3128
PUT
M&T Bank
MTB
$34.5B
$1.49M ﹤0.01%
+10,000
New +$1.39M
GLHA
3129
DELISTED
Glass Houses Acquisition Corp. Class A common stock
GLHA
$1.49M ﹤0.01%
+152,326
New +$1.47M
ACI icon
3130
CALL
Albertsons Companies
ACI
$5.96B
$1.49M ﹤0.01%
+47,800
New +$1.26M
NXDR
3131
Nextdoor Holdings
NXDR
$901M
$1.49M ﹤0.01%
146,080
-217,556
-60% -$2.24M
OMCL icon
3132
CALL
Omnicell
OMCL
$1.53B
$1.48M ﹤0.01%
10,000
– –
RPAI
3133
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.48M ﹤0.01%
+115,054
New +$1.44M
PRFT
3134
CALL
DELISTED
Perficient Inc
PRFT
$1.48M ﹤0.01%
+12,800
New +$1.32M
MON
3135
DELISTED
Monument Circle Acquisition Corp. Class A Common Stock
MON
$1.48M ﹤0.01%
151,765
+32,435
+27% +$314K
FANG icon
3136
Diamondback Energy
FANG
$55.8B
$1.48M ﹤0.01%
15,636
+10,056
+180% +$808K
MTTR
3137
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$1.48M ﹤0.01%
+78,223
New +$1.27M
CS
3138
PUT
DELISTED
Credit Suisse Group
CS
$1.48M ﹤0.01%
+150,000
New +$1.53M
CAI
3139
DELISTED
CAI International, Inc.
CAI
$1.48M ﹤0.01%
26,459
-97,560
-79% -$5.45M
TMPM
3140
DELISTED
Turmeric Acquisition Corp. Class A Ordinary Shares
TMPM
$1.48M ﹤0.01%
150,899
+40,970
+37% +$400K
FDS icon
3141
Factset
FDS
$10.8B
$1.47M ﹤0.01%
3,724
-101,142
-96% -$36.8M
QNCX icon
3142
Quince Therapeutics
QNCX
$31.5M
$1.47M ﹤0.01%
80
+57
+248% +$907K
GHL
3143
DELISTED
Greenhill & Co., Inc.
GHL
$1.46M ﹤0.01%
100,049
+5,746
+6% +$85.5K
CCRN
3144
DELISTED
Cross Country Healthcare
CCRN
$1.46M ﹤0.01%
68,843
-75,055
-52% -$1.41M
MEDP icon
3145
Medpace
MEDP
$17.2B
$1.46M ﹤0.01%
7,727
-9,462
-55% -$1.73M
GRUB
3146
CALL
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$1.46M ﹤0.01%
100,500
– –
WLL
3147
PUT
DELISTED
Whiting Petroleum Corporation
WLL
$1.46M ﹤0.01%
+25,000
New +$1.24M
SKM icon
3148
SK Telecom
SKM
$15.2B
$1.46M ﹤0.01%
29,432
-71,558
-71% -$3.46M
DAR icon
3149
Darling Ingredients
DAR
$9.69B
$1.46M ﹤0.01%
20,233
-16,964
-46% -$1.21M
SENS icon
3150
Senseonics Holdings Inc
SENS
$505M
$1.45M ﹤0.01%
21,448
-18,082
-46% -$1.23M
124 125
126
127 128

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David Shaw's Q3 2021 Portfolio in Review

As of Q3 2021, David Shaw held 5,618 positions worth $111B, down 4.4% from $116B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $13.7B in Q3 2021, closing 695 positions and reducing 1,634 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $228M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 35% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, David Shaw opened a new position in Sea Limited worth $206M.

  • David Shaw's largest Q3 2021 buy was Sea Limited: 645,697 shares worth $206M.
  • David Shaw added most to Activision Blizzard in Q3 2021, an estimated $757M increase.
  • David Shaw's biggest Q3 2021 reduction was Apple, cutting an estimated $1.07B.
  • David Shaw fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $228M.
  • David Shaw's ten largest holdings make up 9.2% of its $111B portfolio in Q3 2021.
  • David Shaw opened 915 new positions and closed 695 in Q3 2021.
  • David Shaw's portfolio value fell 4.4% quarter-over-quarter to $111B.

Based on D.E. Shaw & Co's 13F filing for Q3 2021, filed 15 Nov 2021.