David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Walt Disney
DIS
|
+$642M |
| 2 |
Boeing
BA
|
+$429M |
| 3 |
Alibaba
BABA
|
+$313M |
| 4 |
Advanced Micro Devices
AMD
|
+$304M |
| 5 |
JD.com
JD
|
+$275M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.13B |
| 2 |
Amazon
AMZN
|
+$456M |
| 3 |
Procter & Gamble
PG
|
+$359M |
| 4 |
JPMorgan Chase
JPM
|
+$304M |
| 5 |
Costco
COST
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Consumer Discretionary | 12.37% |
| 3 | Healthcare | 8.89% |
| 4 | Communication Services | 6.57% |
| 5 | Financials | 6.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HHR
3126
DELISTED
HeadHunter Group PLC American Depositary Shares
HHR
| $495K | ﹤0.01% |
20,238
+9,349
| +86% | +$198K |
|
3127
Agree Realty
ADC
$9.28B
| $494K | ﹤0.01% |
7,755
-10,438
| -57% | -$688K |
|
3128
PUT
Ingevity
NGVT
$2.37B
| $494K | ﹤0.01% |
10,000
| – | – |
|
3129
CALL
Ovintiv
OVV
$18.2B
| $494K | ﹤0.01% |
60,500
| – | – |
|
|
ACRE
3130
Ares Commercial Real Estate
ACRE
$262M
| $490K | ﹤0.01% |
53,616
-114,464
| -68% | -$1.07M |
|
3131
QCR Holdings
QCRH
$1.65B
| $486K | ﹤0.01% |
17,715
+3,850
| +28% | +$113K |
|
3132
Watts Water Technologies
WTS
$12.4B
| $485K | ﹤0.01% |
4,838
-17,169
| -78% | -$1.57M |
|
3133
National CineMedia
NCMI
$251M
| $484K | ﹤0.01% |
17,842
-11,950
| -40% | -$375K |
|
|
PTE
3134
DELISTED
PolarityTE, Inc. Common Stock
PTE
| $484K | ﹤0.01% |
18,607
+3,582
| +24% | +$118K |
|
3135
Cato Corp
CATO
$55.7M
| $482K | ﹤0.01% |
61,614
-127,775
| -67% | -$1M |
|
|
CORR
3136
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
| $480K | ﹤0.01% |
82,157
-7,905
| -9% | -$65.4K |
|
|
RST
3137
PUT
DELISTED
ROSETTA STONE INC
RST
| $480K | ﹤0.01% |
+16,000
| New | +$414K |
|
|
EBIX
3138
DELISTED
Ebix Inc
EBIX
| $480K | ﹤0.01% |
+23,283
| New | +$518K |
|
|
EPZM
3139
DELISTED
Epizyme, Inc
EPZM
| $478K | ﹤0.01% |
+40,106
| New | +$537K |
|
3140
Luxfer Holdings
LXFR
$458M
| $477K | ﹤0.01% |
38,038
-11,304
| -23% | -$154K |
|
3141
Nokia
NOK
$55.6B
| $477K | ﹤0.01% |
122,074
-766,430
| -86% | -$3.45M |
|
3142
Everspin Technologies
MRAM
$393M
| $475K | ﹤0.01% |
83,826
-81,159
| -49% | -$517K |
|
3143
StoneX
SNEX
$8.17B
| $475K | ﹤0.01% |
46,960
-6,667
| -12% | -$72.9K |
|
|
GRTS
3144
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
| $475K | ﹤0.01% |
+179,167
| New | +$665K |
|
3145
PUT
Avis
CAR
$5.19B
| $474K | ﹤0.01% |
18,000
| – | – |
|
3146
PUT
CryoPort
CYRX
$828M
| $474K | ﹤0.01% |
+10,000
| New | +$405K |
|
3147
Hamilton Lane
HLNE
$4.56B
| $473K | ﹤0.01% |
+7,319
| New | +$501K |
|
3148
PUT
Quest Diagnostics
DGX
$26.9B
| $469K | ﹤0.01% |
4,100
| – | – |
|
3149
CALL
Tapestry
TPR
$26.4B
| $469K | ﹤0.01% |
30,000
| – | – |
|
3150
Alpha Metallurgical Resources
AMR
$2.66B
| $467K | ﹤0.01% |
63,787
-20,170
| -24% | -$93.7K |
|
Similar funds
David Shaw's Q3 2020 Portfolio in Review
As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
- David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
- David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
- David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
- David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
- David Shaw opened 420 new positions and closed 597 in Q3 2020.
- David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.