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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+10.8%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$87.5B
AUM Growth
+$6.24B
Cap. Flow
-$2.46B
Cap. Flow %
-2.82%
Top 10 Hldgs %
10.13%
Holding
4,337
New
572
Increased
1,477
Reduced
1,498
Closed
412

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$546M
2
AMZN icon
Amazon
AMZN
+$515M
3
TSLA icon
Tesla
TSLA
+$389M
4
NFLX icon
Netflix
NFLX
+$322M
5
ADBE icon
Adobe
ADBE
+$305M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$836M
2
CELG
Celgene Corp
CELG
+$460M
3
NVDA icon
NVIDIA
NVDA
+$429M
4
COP icon
ConocoPhillips
COP
+$311M
5
BIIB icon
Biogen
BIIB
+$301M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Consumer Discretionary 11.76%
3 Healthcare 10.16%
4 Financials 7.89%
5 Industrials 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWIR
3126
DELISTED
Sierra Wireless
SWIR
$754K ﹤0.01%
78,904
+19,129
+32% +$186K
SGMO
3127
PUT
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$753K ﹤0.01%
90,000
– –
FCRD
3128
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$752K ﹤0.01%
119,162
+4,576
+4% +$30.9K
BHF icon
3129
PUT
Brighthouse Financial
BHF
$2.98B
$749K ﹤0.01%
19,100
– –
PLNT icon
3130
CALL
Planet Fitness
PLNT
$3.97B
$747K ﹤0.01%
10,000
– –
TLRD
3131
PUT
DELISTED
Tailored Brands, Inc.
TLRD
$745K ﹤0.01%
180,000
– –
BSET icon
3132
Bassett Furniture
BSET
$164M
$744K ﹤0.01%
44,588
-4,773
-10% -$74K
VLY icon
3133
Valley National Bancorp
VLY
$7.79B
$743K ﹤0.01%
+64,927
New +$747K
CMTL icon
3134
Comtech Telecommunications
CMTL
$53M
$742K ﹤0.01%
20,919
-3,027
-13% -$104K
CYCN icon
3135
Cyclerion Therapeutics
CYCN
$18.7M
$742K ﹤0.01%
13,639
+8,142
+148% +$760K
MT icon
3136
CALL
ArcelorMittal
MT
$55.5B
$742K ﹤0.01%
+42,300
New +$686K
OBDC icon
3137
Blue Owl Capital
OBDC
$5.6B
$740K ﹤0.01%
+41,379
New +$723K
TK icon
3138
Teekay
TK
$1.17B
$740K ﹤0.01%
+139,015
New +$688K
TUSK icon
3139
Mammoth Energy Services
TUSK
$153M
$740K ﹤0.01%
336,374
+120,024
+55% +$215K
MDLA
3140
DELISTED
Medallia, Inc.
MDLA
$740K ﹤0.01%
23,802
+15,602
+190% +$461K
AGYS icon
3141
Agilysys
AGYS
$3.23B
$739K ﹤0.01%
29,081
+12,894
+80% +$326K
FAST icon
3142
PUT
Fastenal
FAST
$57.7B
$739K ﹤0.01%
40,000
– –
HVT icon
3143
Haverty Furniture Companies
HVT
$425M
$739K ﹤0.01%
36,644
-18,838
-34% -$381K
NWN icon
3144
CALL
Northwest Natural Holdings
NWN
$2.1B
$737K ﹤0.01%
+10,000
New +$690K
GRP.U
3145
DELISTED
Granite Real Estate Investment Trust
GRP.U
$735K ﹤0.01%
14,468
-4,300
-23% -$216K
FMNB icon
3146
Farmers National Banc Corp
FMNB
$925M
$734K ﹤0.01%
44,997
-2,474
-5% -$37.7K
AVLR
3147
CALL
DELISTED
Avalara, Inc.
AVLR
$733K ﹤0.01%
10,000
– –
ALB icon
3148
CALL
Albemarle
ALB
$15.7B
$730K ﹤0.01%
10,000
+4,800
+92% +$320K
PGNY icon
3149
Progyny
PGNY
$1.98B
$730K ﹤0.01%
+26,592
New +$638K
RTL
3150
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$730K ﹤0.01%
55,043
-964
-2% -$13.8K
124 125
126
127 128

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David Shaw's Q4 2019 Portfolio in Review

As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.

David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
  • David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
  • David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
  • David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
  • David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
  • David Shaw opened 572 new positions and closed 412 in Q4 2019.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.