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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOC
3126
PUT
DELISTED
Interoil Corporation
IOC
$271K ﹤0.01%
5,700
– –
IMDZ
3127
DELISTED
Immune Design Corp.
IMDZ
$270K ﹤0.01%
+49,180
New +$347K
OXSQ icon
3128
Oxford Square Capital
OXSQ
$151M
$268K ﹤0.01%
+40,475
New +$250K
VIVO
3129
VivoPower PLC
VIVO
$131M
$268K ﹤0.01%
+4,875
New +$313K
GCP
3130
CALL
DELISTED
GCP Applied Technologies Inc.
GCP
$268K ﹤0.01%
10,000
– –
RDC
3131
DELISTED
Rowan Companies Plc
RDC
$268K ﹤0.01%
+14,200
New +$232K
CATM
3132
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$265K ﹤0.01%
4,847
-37,943
-89% -$1.93M
WOLF icon
3133
PUT
Wolfspeed
WOLF
$1.24B
$264K ﹤0.01%
10,000
-9,500
-49% -$236K
INO icon
3134
Inovio Pharmaceuticals
INO
$126M
$263K ﹤0.01%
3,160
-529
-14% -$47.8K
FNSR
3135
CALL
DELISTED
Finisar Corp
FNSR
$263K ﹤0.01%
+8,700
New +$267K
LGND icon
3136
Ligand Pharmaceuticals
LGND
$5.64B
$262K ﹤0.01%
+4,134
New +$261K
MORE
3137
DELISTED
Monogram Residential Trust, Inc.
MORE
$261K ﹤0.01%
24,149
-10,953
-31% -$115K
JRJC
3138
DELISTED
China Finance Online Co., Ltd.
JRJC
$260K ﹤0.01%
7,188
+420
+6% +$16.9K
SPIL
3139
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$260K ﹤0.01%
35,677
-15,575
-30% -$115K
GNRT
3140
DELISTED
Gener8 Maritime, Inc.
GNRT
$259K ﹤0.01%
57,765
-54,645
-49% -$244K
DSCI
3141
DELISTED
Derma Sciences, Inc. Common Stock (DE)
DSCI
$259K ﹤0.01%
49,791
-42,523
-46% -$200K
ASC icon
3142
Ardmore Shipping
ASC
$742M
$258K ﹤0.01%
34,824
-17,904
-34% -$120K
KCG
3143
PUT
DELISTED
KCG Holdings, Inc.
KCG
$258K ﹤0.01%
+19,500
New +$274K
BOKF icon
3144
CALL
BOK Financial
BOKF
$8.57B
$257K ﹤0.01%
+3,100
New +$238K
AMTD
3145
CALL
DELISTED
TD Ameritrade Holding Corp
AMTD
$257K ﹤0.01%
5,900
-75,200
-93% -$2.92M
BANF icon
3146
BancFirst
BANF
$3.81B
$256K ﹤0.01%
+5,502
New +$221K
CRVL icon
3147
CorVel
CRVL
$3.61B
$256K ﹤0.01%
20,961
+27
+0.1% +$309
UNH icon
3148
PUT
UnitedHealth
UNH
$356B
$256K ﹤0.01%
1,600
-27,200
-94% -$4.06M
HIMX
3149
Himax Technologies
HIMX
$2.33B
$255K ﹤0.01%
42,266
-61,745
-59% -$467K
INCY icon
3150
Incyte
INCY
$25.9B
$255K ﹤0.01%
+2,545
New +$248K
124 125
126
127 128

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.