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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.81%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$77.2B
AUM Growth
+$3.78B
Cap. Flow
+$3.39B
Cap. Flow %
4.39%
Top 10 Hldgs %
11.56%
Holding
4,729
New
599
Increased
1,385
Reduced
1,503
Closed
674

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$430M
2
BABA icon
Alibaba
BABA
+$364M
3
HPQ icon
HP
HPQ
+$298M
4
PFE icon
Pfizer
PFE
+$258M
5
BKNG icon
Booking.com
BKNG
+$244M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$602M
2
FWONA icon
Liberty Media Series A
FWONA
+$321M
3
ABBV icon
AbbVie
ABBV
+$312M
4
GE icon
GE Aerospace
GE
+$233M
5
SNDK
SANDISK CORP
SNDK
+$183M

Sector Composition

Rank Sector Weight
1 Technology 9.23%
2 Consumer Discretionary 8.61%
3 Energy 8.3%
4 Healthcare 6.98%
5 Communication Services 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRTX
3126
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$646K ﹤0.01%
183
-139
-43% -$540K
XCRA
3127
DELISTED
Xcerra Corporation
XCRA
$646K ﹤0.01%
+65,943
New +$653K
TECD
3128
PUT
DELISTED
Tech Data Corp
TECD
$642K ﹤0.01%
10,900
– –
AUO
3129
DELISTED
AU Optronics Corp
AUO
$641K ﹤0.01%
154,129
-71,233
-32% -$323K
TKR icon
3130
PUT
Timken Company
TKR
$8.74B
$640K ﹤0.01%
15,100
-5,995
-28% -$276K
PPC icon
3131
PUT
Pilgrim's Pride
PPC
$7.45B
$639K ﹤0.01%
20,900
-12,300
-37% -$371K
ELOS
3132
DELISTED
Syneron Medical Ltd
ELOS
$636K ﹤0.01%
63,449
-3,145
-5% -$32K
ABUS icon
3133
PUT
Arbutus Biopharma
ABUS
$1.03B
$634K ﹤0.01%
+30,000
New +$490K
CWEI
3134
DELISTED
Clayton Williams Energy, Inc.
CWEI
$634K ﹤0.01%
6,578
-16,194
-71% -$1.87M
QLTY
3135
DELISTED
QUALITY DISTR INC FLA
QLTY
$634K ﹤0.01%
49,637
-25,840
-34% -$370K
BALL icon
3136
PUT
Ball Corp
BALL
$17B
$633K ﹤0.01%
20,000
-10,000
-33% -$319K
MFRM
3137
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
$633K ﹤0.01%
+10,539
New +$571K
QIWI
3138
PUT
DELISTED
QIWI PLC
QIWI
$632K ﹤0.01%
+20,000
New +$748K
RLD
3139
DELISTED
REALD INC COM STK
RLD
$631K ﹤0.01%
67,331
-55,429
-45% -$558K
ADVS
3140
PUT
DELISTED
Advent Software Inc
ADVS
$631K ﹤0.01%
20,000
– –
SLM icon
3141
PUT
SLM Corp
SLM
$5.03B
$630K ﹤0.01%
73,600
– –
CLB icon
3142
Core Laboratories
CLB
$550M
$629K ﹤0.01%
4,300
-72,557
-94% -$11.2M
IART icon
3143
Integra LifeSciences
IART
$1.31B
$629K ﹤0.01%
+31,011
New +$617K
NUVA
3144
DELISTED
NuVasive, Inc.
NUVA
$629K ﹤0.01%
18,027
+60
+0.3% +$2.13K
ZOES
3145
DELISTED
Zoe's Kitchen, Inc.
ZOES
$628K ﹤0.01%
+20,414
New +$604K
HOPE icon
3146
Hope Bancorp
HOPE
$1.78B
$627K ﹤0.01%
+42,965
New +$646K
HA
3147
DELISTED
Hawaiian Holdings, Inc.
HA
$626K ﹤0.01%
46,571
-11,522
-20% -$166K
POWI icon
3148
CALL
Power Integrations
POWI
$3.07B
$625K ﹤0.01%
23,200
– –
TBBK icon
3149
The Bancorp
TBBK
$2.7B
$624K ﹤0.01%
+72,685
New +$717K
WELL icon
3150
PUT
Welltower
WELL
$174B
$624K ﹤0.01%
10,000
– –
124 125
126
127 128

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David Shaw's Q3 2014 Portfolio in Review

As of Q3 2014, David Shaw held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.

  • David Shaw's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
  • David Shaw added most to HP in Q3 2014, an estimated $298M increase.
  • David Shaw's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
  • David Shaw fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
  • David Shaw's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
  • David Shaw opened 599 new positions and closed 674 in Q3 2014.
  • David Shaw's portfolio value rose 5.1% quarter-over-quarter to $77.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.