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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+13.33%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$97.7B
AUM Growth
+$13.8B
Cap. Flow
-$2.45B
Cap. Flow %
-2.51%
Top 10 Hldgs %
12.38%
Holding
4,373
New
420
Increased
1,314
Reduced
1,591
Closed
597

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$642M
2
BA icon
Boeing
BA
+$429M
3
BABA icon
Alibaba
BABA
+$313M
4
AMD icon
Advanced Micro Devices
AMD
+$304M
5
JD icon
JD.com
JD
+$275M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.13B
2
AMZN icon
Amazon
AMZN
+$456M
3
PG icon
Procter & Gamble
PG
+$359M
4
JPM icon
JPMorgan Chase
JPM
+$304M
5
COST icon
Costco
COST
+$298M

Sector Composition

Rank Sector Weight
1 Technology 15.94%
2 Consumer Discretionary 12.37%
3 Healthcare 8.89%
4 Communication Services 6.57%
5 Financials 6.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUDC icon
3101
AudioCodes
AUDC
$232M
$526K ﹤0.01%
16,711
-1,349
-7% -$45.7K
FWRD icon
3102
Forward Air
FWRD
$594M
$524K ﹤0.01%
9,131
-37,490
-80% -$2.06M
LAD icon
3103
PUT
Lithia Motors
LAD
$8.1B
$524K ﹤0.01%
+2,300
New +$517K
EEX
3104
DELISTED
Emerald Holding
EEX
$523K ﹤0.01%
256,044
-110,524
-30% -$292K
WRK
3105
DELISTED
WestRock Company
WRK
$519K ﹤0.01%
+14,943
New +$462K
PKE icon
3106
Park Aerospace
PKE
$718M
$518K ﹤0.01%
47,380
-8,763
-16% -$98.3K
RAMP icon
3107
PUT
LiveRamp
RAMP
$2.29B
$518K ﹤0.01%
10,000
– –
JBSS icon
3108
John B. Sanfilippo & Son
JBSS
$882M
$515K ﹤0.01%
6,828
-8,650
-56% -$721K
PS
3109
PUT
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$514K ﹤0.01%
30,000
– –
DCPH
3110
CALL
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$513K ﹤0.01%
10,000
– –
DCPH
3111
PUT
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$513K ﹤0.01%
+10,000
New +$490K
VG
3112
CALL
DELISTED
Vonage Holdings Corporation
VG
$512K ﹤0.01%
50,000
– –
VG
3113
PUT
DELISTED
Vonage Holdings Corporation
VG
$512K ﹤0.01%
50,000
– –
AMAL icon
3114
Amalgamated Financial
AMAL
$1.46B
$510K ﹤0.01%
48,155
-12,786
-21% -$149K
KRO icon
3115
KRONOS Worldwide
KRO
$1B
$509K ﹤0.01%
39,557
-100,075
-72% -$1.2M
LEVI icon
3116
Levi Strauss
LEVI
$8.36B
$509K ﹤0.01%
38,019
-96,962
-72% -$1.23M
HOPE icon
3117
Hope Bancorp
HOPE
$1.78B
$507K ﹤0.01%
66,855
+15,594
+30% +$130K
HYT icon
3118
BlackRock Corporate High Yield Fund
HYT
$1.35B
$507K ﹤0.01%
47,500
– –
TNC icon
3119
Tennant Co
TNC
$1.16B
$505K ﹤0.01%
+8,363
New +$553K
MRVL icon
3120
CALL
Marvell Technology
MRVL
$206B
$504K ﹤0.01%
12,700
– –
BCS icon
3121
PUT
Barclays
BCS
$90.6B
$501K ﹤0.01%
100,000
-100,000
-50% -$552K
ATNI icon
3122
ATN International
ATNI
$477M
$500K ﹤0.01%
9,978
+1,727
+21% +$98.6K
UMBF icon
3123
UMB Financial
UMBF
$10.9B
$499K ﹤0.01%
10,188
+6,208
+156% +$313K
MOV icon
3124
PUT
Movado Group
MOV
$772M
$497K ﹤0.01%
50,000
– –
PHM icon
3125
PUT
Pultegroup
PHM
$24.7B
$495K ﹤0.01%
+10,700
New +$458K
123 124
125
126 127

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David Shaw's Q3 2020 Portfolio in Review

As of Q3 2020, David Shaw held 4,373 positions worth $97.7B, up 16% from $83.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw's Q3 2020 filing shows 420 new, 1,314 increased, 1,591 reduced and 597 closed positions. Its largest new stake was iShares Gold Trust: 6,019,847 shares worth $217M. The largest sale was Apple, an estimated $1.13B.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • David Shaw's largest Q3 2020 buy was iShares Gold Trust: 6,019,847 shares worth $217M.
  • David Shaw added most to Walt Disney in Q3 2020, an estimated $642M increase.
  • David Shaw's biggest Q3 2020 reduction was Apple, cutting an estimated $1.13B.
  • David Shaw fully exited American Airlines Group in Q3 2020, selling an estimated $106M.
  • David Shaw's ten largest holdings make up 12% of its $97.7B portfolio in Q3 2020.
  • David Shaw opened 420 new positions and closed 597 in Q3 2020.
  • David Shaw's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on D.E. Shaw & Co's 13F filing for Q3 2020, filed 16 Nov 2020.