David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$986M |
| 2 |
Sea Limited
SE
|
+$480M |
| 3 |
Snowflake
SNOW
|
+$441M |
| 4 |
Citigroup
C
|
+$422M |
| 5 |
Oracle
ORCL
|
+$393M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$575M |
| 2 |
Apple
AAPL
|
+$515M |
| 3 |
Mastercard
MA
|
+$506M |
| 4 |
Walt Disney
DIS
|
+$447M |
| 5 |
Alibaba
BABA
|
+$434M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.89% |
| 2 | Technology | 13.97% |
| 3 | Consumer Discretionary | 9.19% |
| 4 | Financials | 7.48% |
| 5 | Healthcare | 7.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ENVXW
3076
DELISTED
Enovix Corporation Warrant
ENVXW
| $2.3M | ﹤0.01% |
145,901
| – | – |
|
|
OGI
3077
Organigram Holdings
OGI
$172M
| $2.29M | ﹤0.01% |
326,411
+48,236
| +17% | +$410K |
|
|
SAFM
3078
CALL
DELISTED
Sanderson Farms Inc
SAFM
| $2.29M | ﹤0.01% |
12,000
| – | – |
|
3079
Fox Factory Holding Corp
FOXF
$864M
| $2.29M | ﹤0.01% |
13,469
+5,847
| +77% | +$979K |
|
3080
PUT
Cummins
CMI
$77.8B
| $2.29M | ﹤0.01% |
10,500
+6,400
| +156% | +$1.46M |
|
|
FARO
3081
DELISTED
Faro Technologies
FARO
| $2.29M | ﹤0.01% |
32,682
+2,228
| +7% | +$160K |
|
3082
CALL
CME Group
CME
$103B
| $2.29M | ﹤0.01% |
10,000
| – | – |
|
|
3083
PUT
CME Group
CME
$103B
| $2.29M | ﹤0.01% |
10,000
-10,000
| -50% | -$2.2M |
|
|
JOYY
3084
PUT
JOYY Inc
JOYY
$3.65B
| $2.27M | ﹤0.01% |
50,000
| – | – |
|
|
AISP
3085
Airship AI Holdings
AISP
$72M
| $2.27M | ﹤0.01% |
232,007
+165,020
| +246% | +$1.61M |
|
|
JKS
3086
CALL
JinkoSolar
JKS
$709M
| $2.27M | ﹤0.01% |
49,400
-20,000
| -29% | -$1.03M |
|
3087
ORIX
IX
$42.4B
| $2.27M | ﹤0.01% |
111,485
-22,430
| -17% | -$447K |
|
3088
CALL
Rambus
RMBS
$9.3B
| $2.27M | ﹤0.01% |
+77,200
| New | +$1.96M |
|
3089
iShares Core MSCI Emerging Markets ETF
IEMG
$160B
| $2.27M | ﹤0.01% |
37,840
| – | – |
|
3090
CALL
Hydrofarm Holdings
HYFM
$4.04M
| $2.26M | ﹤0.01% |
+8,000
| New | +$2.71M |
|
|
HBI
3091
PUT
DELISTED
Hanesbrands
HBI
| $2.26M | ﹤0.01% |
+135,300
| New | +$2.3M |
|
|
HTB
3092
HomeTrust Bancshares
HTB
$776M
| $2.26M | ﹤0.01% |
72,982
-888
| -1% | -$26.9K |
|
3093
Cushman & Wakefield Ltd
CWK
$3.31B
| $2.26M | ﹤0.01% |
+101,527
| New | +$1.96M |
|
3094
PUT
ZTO Express
ZTO
$16.3B
| $2.26M | ﹤0.01% |
80,000
-45,000
| -36% | -$1.34M |
|
3095
Tootsie Roll Industries
TR
$3.1B
| $2.26M | ﹤0.01% |
+72,212
| New | +$2.09M |
|
|
TRHC
3096
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
| $2.25M | ﹤0.01% |
150,314
+23,394
| +18% | +$426K |
|
3097
PUT
Kyndryl
KD
$2.88B
| $2.25M | ﹤0.01% |
+124,520
| New | +$2.69M |
|
|
SIVB
3098
DELISTED
SVB Financial Group
SIVB
| $2.25M | ﹤0.01% |
+3,321
| New | +$2.34M |
|
3099
PUT
TechTarget
TTGT
$281M
| $2.25M | ﹤0.01% |
23,500
+11,300
| +93% | +$1.06M |
|
3100
Integra LifeSciences
IART
$1.31B
| $2.25M | ﹤0.01% |
33,544
-12,500
| -27% | -$846K |
|
Similar funds
David Shaw's Q4 2021 Portfolio in Review
As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.
David Shaw withdrew a net $7.58B in Q4 2021, closing 616 positions and reducing 1,595 holdings. Its most notable exit was Aon, an estimated $179M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, up from 38% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, David Shaw opened a new position in iShares Core S&P 500 ETF worth $1.02B.
- David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
- David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
- David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
- David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
- David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
- David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
- David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.
Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.