David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SPLS
3076
PUT
DELISTED
Staples Inc
SPLS
| $257K | ﹤0.01% |
30,000
| – | – |
|
|
ALPN
3077
DELISTED
Alpine Immune Sciences Inc
ALPN
| $256K | ﹤0.01% |
7,880
-2,771
| -26% | -$67.5K |
|
|
ADXS
3078
DELISTED
Advaxis Inc
ADXS
| $256K | ﹤0.01% |
1,595
-6,653
| -81% | -$1.08M |
|
3079
Hovnanian Enterprises
HOV
$739M
| $254K | ﹤0.01% |
6,020
+3,681
| +157% | +$162K |
|
|
COR
3080
DELISTED
Coresite Realty Corporation
COR
| $254K | ﹤0.01% |
3,431
+340
| +11% | +$27.6K |
|
|
NE
3081
CALL
DELISTED
Noble Corporation
NE
| $254K | ﹤0.01% |
40,000
| – | – |
|
|
MXPT
3082
DELISTED
MaxPoint Interactive, Inc.
MXPT
| $254K | ﹤0.01% |
28,503
| – | – |
|
|
NEWR
3083
DELISTED
New Relic, Inc.
NEWR
| $253K | ﹤0.01% |
+6,615
| New | +$232K |
|
|
RXDX
3084
DELISTED
Ignyta, Inc.
RXDX
| $253K | ﹤0.01% |
40,165
+15,298
| +62% | +$88.9K |
|
|
ZEUS
3085
DELISTED
Olympic Steel
ZEUS
| $252K | ﹤0.01% |
11,384
-29,077
| -72% | -$695K |
|
|
PSG
3086
DELISTED
Performance Sports Group Ltd.
PSG
| $252K | ﹤0.01% |
62,059
-43,114
| -41% | -$134K |
|
3087
CALL
3D Systems Corp
DDD
$518M
| $251K | ﹤0.01% |
14,000
-74,100
| -84% | -$1.11M |
|
3088
Petrobras
PBR
$120B
| $251K | ﹤0.01% |
+26,923
| New | +$236K |
|
|
CHK
3089
PUT
DELISTED
Chesapeake Energy Corporation
CHK
| $251K | ﹤0.01% |
200
-2,057
| -91% | -$2.37M |
|
|
NVTR
3090
DELISTED
Nuvectra Corporation Common Stock
NVTR
| $251K | ﹤0.01% |
+36,269
| New | +$249K |
|
3091
Interparfums
IPAR
$3.74B
| $250K | ﹤0.01% |
+7,758
| New | +$248K |
|
3092
Motorcar Parts of America
MPAA
$219M
| $250K | ﹤0.01% |
8,686
-3,106
| -26% | -$87.3K |
|
3093
Polaris
PII
$3.66B
| $248K | ﹤0.01% |
+3,200
| New | +$278K |
|
3094
Astec Industries
ASTE
$1B
| $247K | ﹤0.01% |
+4,120
| New | +$239K |
|
3095
Barclays
BCS
$90.7B
| $247K | ﹤0.01% |
+30,114
| New | +$238K |
|
3096
Fresenius Medical Care
FMS
$12.5B
| $246K | ﹤0.01% |
5,627
-59,467
| -91% | -$2.66M |
|
3097
Pentair
PNR
$10.1B
| $246K | ﹤0.01% |
5,700
-53,793
| -90% | -$2.27M |
|
|
TBNK
3098
DELISTED
Territorial Bancorp Inc.
TBNK
| $246K | ﹤0.01% |
8,574
+353
| +4% | +$9.87K |
|
3099
BP
BP
$113B
| $245K | ﹤0.01% |
8,285
-617,552
| -99% | -$17.9M |
|
3100
CALL
HF Sinclair
DINO
$16.9B
| $245K | ﹤0.01% |
10,000
| – | – |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.