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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+5.9%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$65.3B
AUM Growth
-$12.5B
Cap. Flow
-$15B
Cap. Flow %
-23%
Top 10 Hldgs %
10.68%
Holding
4,408
New
448
Increased
1,171
Reduced
1,784
Closed
828

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$345M
2
BIIB icon
Biogen
BIIB
+$281M
3
BHC icon
Bausch Health
BHC
+$244M
4
GLD icon
SPDR Gold Trust
GLD
+$238M
5
KO icon
Coca-Cola
KO
+$206M

Top Sells

Rank Stock Value
1
LYB icon
LyondellBasell Industries
LYB
+$397M
2
AGN
Allergan Inc
AGN
+$374M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$347M
4
MSFT icon
Microsoft
MSFT
+$265M
5
IBM icon
IBM
IBM
+$251M

Sector Composition

Rank Sector Weight
1 Energy 10.34%
2 Technology 9.79%
3 Consumer Discretionary 9.73%
4 Healthcare 8.68%
5 Financials 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOBL
3076
DELISTED
MobileIron, Inc.
MOBL
$454K ﹤0.01%
49,000
+11,900
+32% +$108K
TCBI icon
3077
Texas Capital Bancshares
TCBI
$4.28B
$452K ﹤0.01%
+9,300
New +$438K
SFLY
3078
CALL
DELISTED
Shutterfly, Inc.
SFLY
$452K ﹤0.01%
10,000
-17,600
-64% -$799K
POT
3079
PUT
DELISTED
Potash Corp Of Saskatchewan
POT
$452K ﹤0.01%
14,000
-71,300
-84% -$2.51M
CMA
3080
PUT
DELISTED
Comerica
CMA
$451K ﹤0.01%
10,000
-64,300
-87% -$2.87M
DFS
3081
CALL
DELISTED
Discover Financial Services
DFS
$451K ﹤0.01%
8,000
-10,000
-56% -$592K
MLCO icon
3082
CALL
Melco Resorts & Entertainment
MLCO
$2.07B
$451K ﹤0.01%
21,000
-51,100
-71% -$1.22M
OCSL icon
3083
Oaktree Specialty Lending
OCSL
$1.15B
$451K ﹤0.01%
+20,571
New +$462K
WTFC icon
3084
Wintrust Financial
WTFC
$10.3B
$451K ﹤0.01%
9,449
+1,008
+12% +$46.6K
TTM
3085
PUT
DELISTED
Tata Motors Limited
TTM
$451K ﹤0.01%
10,000
– –
HSII
3086
CALL
DELISTED
Heidrick & Struggles
HSII
$450K ﹤0.01%
18,300
– –
OKE icon
3087
Oneok
OKE
$59.7B
$449K ﹤0.01%
9,300
+2,084
+29% +$95.2K
JONE
3088
PUT
DELISTED
Jones Energy, Inc.
JONE
$449K ﹤0.01%
2,719
– –
PGNX
3089
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$447K ﹤0.01%
74,734
-141,901
-66% -$893K
AMSF icon
3090
AMERISAFE
AMSF
$489M
$446K ﹤0.01%
9,636
-6,580
-41% -$279K
FAF icon
3091
First American
FAF
$7.52B
$446K ﹤0.01%
+12,503
New +$435K
SYY icon
3092
PUT
Sysco
SYY
$40.1B
$445K ﹤0.01%
11,800
-34,500
-75% -$1.36M
AMRI
3093
DELISTED
Albany Molecular Research Inc
AMRI
$445K ﹤0.01%
25,267
+1,690
+7% +$28.8K
DOC
3094
DELISTED
PHYSICIANS REALTY TRUST
DOC
$445K ﹤0.01%
25,259
-12,670
-33% -$214K
RUSHA icon
3095
Rush Enterprises Class A
RUSHA
$8.37B
$444K ﹤0.01%
36,515
-24,307
-40% -$308K
AFSI
3096
DELISTED
AmTrust Financial Services, Inc.
AFSI
$443K ﹤0.01%
15,558
-122,064
-89% -$3.3M
WWAV
3097
PUT
DELISTED
The WhiteWave Foods Company
WWAV
$443K ﹤0.01%
+10,000
New +$382K
MHO icon
3098
M/I Homes
MHO
$3.87B
$441K ﹤0.01%
18,493
-6,757
-27% -$148K
HA
3099
CALL
DELISTED
Hawaiian Holdings, Inc.
HA
$441K ﹤0.01%
20,000
-8,200
-29% -$175K
HA
3100
PUT
DELISTED
Hawaiian Holdings, Inc.
HA
$441K ﹤0.01%
20,000
-33,100
-62% -$705K
122 123
124
125 126

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David Shaw's Q1 2015 Portfolio in Review

As of Q1 2015, David Shaw held 4,408 positions worth $65.3B, down 16% from $77.8B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

David Shaw withdrew a net $15B in Q1 2015, closing 828 positions and reducing 1,784 holdings. Its most notable exit was Allergan Inc, an estimated $374M position sold in full.

By sector, the portfolio is most concentrated in Energy at 10% of assets, up from 8.6% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, David Shaw opened a new position in SPDR Gold Trust worth $231M.

  • David Shaw's largest Q1 2015 buy was SPDR Gold Trust: 2,033,000 shares worth $231M.
  • David Shaw added most to State Street SPDR S&P 500 ETF Trust in Q1 2015, an estimated $345M increase.
  • David Shaw's biggest Q1 2015 reduction was LyondellBasell Industries, cutting an estimated $397M.
  • David Shaw fully exited Allergan Inc in Q1 2015, selling an estimated $374M.
  • David Shaw's ten largest holdings make up 11% of its $65.3B portfolio in Q1 2015.
  • David Shaw opened 448 new positions and closed 828 in Q1 2015.
  • David Shaw's portfolio value fell 16% quarter-over-quarter to $65.3B.

Based on D.E. Shaw & Co's 13F filing for Q1 2015, filed 15 May 2015.