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DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+0.81%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$77.2B
AUM Growth
+$3.78B
Cap. Flow
+$3.39B
Cap. Flow %
4.39%
Top 10 Hldgs %
11.56%
Holding
4,729
New
599
Increased
1,385
Reduced
1,503
Closed
674

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$430M
2
BABA icon
Alibaba
BABA
+$364M
3
HPQ icon
HP
HPQ
+$298M
4
PFE icon
Pfizer
PFE
+$258M
5
BKNG icon
Booking.com
BKNG
+$244M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$602M
2
FWONA icon
Liberty Media Series A
FWONA
+$321M
3
ABBV icon
AbbVie
ABBV
+$312M
4
GE icon
GE Aerospace
GE
+$233M
5
SNDK
SANDISK CORP
SNDK
+$183M

Sector Composition

Rank Sector Weight
1 Technology 9.23%
2 Consumer Discretionary 8.61%
3 Energy 8.3%
4 Healthcare 6.98%
5 Communication Services 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANAT
3076
DELISTED
American National Group, Inc. Common Stock
ANAT
$699K ﹤0.01%
6,216
-4,837
-44% -$548K
FTD
3077
DELISTED
FTD Companies, Inc. Common Stock
FTD
$699K ﹤0.01%
+20,501
New +$666K
SBSI icon
3078
CALL
Southside Bancshares
SBSI
$956M
$698K ﹤0.01%
23,731
– –
RBY
3079
DELISTED
RUBICON MENERALS CORP (F)
RBY
$698K ﹤0.01%
512,871
+146,071
+40% +$207K
TTWO icon
3080
CALL
Take-Two Interactive
TTWO
$43.7B
$692K ﹤0.01%
30,000
– –
LPNT
3081
CALL
DELISTED
LifePoint Health, Inc.
LPNT
$692K ﹤0.01%
+10,000
New +$703K
B
3082
DELISTED
Barnes Group Inc.
B
$691K ﹤0.01%
+22,771
New +$799K
BSX icon
3083
PUT
Boston Scientific
BSX
$69.8B
$690K ﹤0.01%
58,400
-20,000
-26% -$252K
EGOV
3084
CALL
DELISTED
NIC Inc
EGOV
$689K ﹤0.01%
40,000
– –
CDNS icon
3085
PUT
Cadence Design Systems
CDNS
$92.2B
$688K ﹤0.01%
40,000
-500,000
-93% -$8.68M
NTRS icon
3086
CALL
Northern Trust
NTRS
$34.3B
$687K ﹤0.01%
10,100
– –
SIGM
3087
DELISTED
Sigma Designs Inc
SIGM
$687K ﹤0.01%
159,294
-64,144
-29% -$295K
CPSS icon
3088
Consumer Portfolio Services
CPSS
$204M
$686K ﹤0.01%
106,948
+83,671
+359% +$604K
GRUB
3089
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$685K ﹤0.01%
+10,000
New +$740K
INFA
3090
PUT
DELISTED
INFORMATICA CORP
INFA
$685K ﹤0.01%
+20,000
New +$665K
ES icon
3091
Eversource Energy
ES
$27B
$683K ﹤0.01%
15,428
-285,031
-95% -$12.8M
SE
3092
PUT
DELISTED
Spectra Energy Corp Wi
SE
$683K ﹤0.01%
17,400
+10,000
+135% +$412K
RNST icon
3093
Renasant Corp
RNST
$3.75B
$682K ﹤0.01%
25,213
-11,655
-32% -$333K
CVO
3094
DELISTED
Cenevo, Inc.
CVO
$681K ﹤0.01%
34,491
+2,251
+7% +$57.8K
CW icon
3095
CALL
Curtiss-Wright
CW
$22.9B
$679K ﹤0.01%
10,300
-10,000
-49% -$672K
CNSL
3096
CALL
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$679K ﹤0.01%
27,100
– –
STLD icon
3097
PUT
Steel Dynamics
STLD
$33.8B
$678K ﹤0.01%
+30,000
New +$656K
ZINC
3098
CALL
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$678K ﹤0.01%
+41,000
New +$779K
MCP
3099
DELISTED
MOLYCORP INC COM STK
MCP
$678K ﹤0.01%
569,692
+491,232
+626% +$922K
ESI
3100
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$677K ﹤0.01%
157,719
+131,394
+499% +$1.36M
122 123
124
125 126

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David Shaw's Q3 2014 Portfolio in Review

As of Q3 2014, David Shaw held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

David Shaw deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.

  • David Shaw's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
  • David Shaw added most to HP in Q3 2014, an estimated $298M increase.
  • David Shaw's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
  • David Shaw fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
  • David Shaw's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
  • David Shaw opened 599 new positions and closed 674 in Q3 2014.
  • David Shaw's portfolio value rose 5.1% quarter-over-quarter to $77.2B.

Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.