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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCP
3051
DELISTED
J.C. Penney Company, Inc.
JCP
$346K ﹤0.01%
90,941
+59,884
+193% +$265K
VECO icon
3052
CALL
Veeco
VECO
$2.86B
$345K ﹤0.01%
16,100
– –
ABTX
3053
DELISTED
Allegiance Bancshares
ABTX
$345K ﹤0.01%
9,387
-3,517
-27% -$128K
IX icon
3054
ORIX
IX
$42.5B
$344K ﹤0.01%
+21,260
New +$342K
HMTV
3055
DELISTED
Hemisphere Media Group, Inc.
HMTV
$343K ﹤0.01%
28,710
+5,072
+21% +$63.5K
AG icon
3056
PUT
First Majestic Silver
AG
$10.3B
$342K ﹤0.01%
+50,000
New +$358K
AMP icon
3057
Ameriprise Financial
AMP
$49.6B
$342K ﹤0.01%
2,300
-264,958
-99% -$37M
LNG icon
3058
CALL
Cheniere Energy
LNG
$58B
$342K ﹤0.01%
+7,600
New +$336K
MCHP icon
3059
PUT
Microchip Technology
MCHP
$40.3B
$341K ﹤0.01%
7,600
– –
NTRS icon
3060
CALL
Northern Trust
NTRS
$34.2B
$340K ﹤0.01%
3,700
– –
BLCM
3061
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$338K ﹤0.01%
2,929
+59
+2% +$6.21K
SHLD
3062
DELISTED
Sears Holding Corporation
SHLD
$338K ﹤0.01%
46,248
+32,006
+225% +$263K
JAKK icon
3063
Jakks Pacific
JAKK
$292M
$337K ﹤0.01%
11,228
+1,675
+18% +$56.8K
MDCO
3064
DELISTED
Medicines Co
MDCO
$336K ﹤0.01%
+9,064
New +$334K
FFBC icon
3065
First Financial Bancorp
FFBC
$3.46B
$335K ﹤0.01%
12,801
-26,277
-67% -$672K
AEGN
3066
DELISTED
Aegion Corp
AEGN
$335K ﹤0.01%
14,370
-84,653
-85% -$1.86M
RAD
3067
PUT
DELISTED
Rite Aid Corporation
RAD
$333K ﹤0.01%
8,500
-76,475
-90% -$3.63M
CGI
3068
DELISTED
Celadon Group Inc
CGI
$331K ﹤0.01%
49,080
+17,617
+56% +$83K
GPRO icon
3069
PUT
GoPro
GPRO
$111M
$330K ﹤0.01%
30,000
– –
CHMI
3070
Cherry Hill Mortgage Investment Corp
CHMI
$108M
$328K ﹤0.01%
+18,101
New +$338K
CPE
3071
DELISTED
Callon Petroleum Company
CPE
$327K ﹤0.01%
2,911
-10,608
-78% -$1.13M
OTIC
3072
DELISTED
Otonomy, Inc.
OTIC
$327K ﹤0.01%
100,513
-63,074
-39% -$850K
PETX
3073
DELISTED
Aratana Therapeutics, Inc.
PETX
$327K ﹤0.01%
53,420
+15,023
+39% +$95.1K
GORO icon
3074
Goldgroup Mining
GORO
$266M
$326K ﹤0.01%
86,862
-15,499
-15% -$60.4K
SN
3075
DELISTED
Sanchez Energy Corporation
SN
$326K ﹤0.01%
+67,637
New +$347K
121 122
123
124 125

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.