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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.95%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$65.1B
AUM Growth
+$4.63B
Cap. Flow
+$746M
Cap. Flow %
1.15%
Top 10 Hldgs %
9.56%
Holding
3,794
New
469
Increased
1,367
Reduced
1,237
Closed
370

Top Buys

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$354M
2
WFC icon
Wells Fargo
WFC
+$274M
3
IBM icon
IBM
IBM
+$266M
4
QCOM icon
Qualcomm
QCOM
+$257M
5
MDLZ icon
Mondelez International
MDLZ
+$224M

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$356M
2
PYPL icon
PayPal
PYPL
+$290M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$261M
4
NVDA icon
NVIDIA
NVDA
+$248M
5
AABA
Altaba Inc
AABA
+$245M

Sector Composition

Rank Sector Weight
1 Technology 14.31%
2 Healthcare 10.66%
3 Consumer Discretionary 10.29%
4 Communication Services 8.78%
5 Financials 8.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPN
3026
DELISTED
Superior Energy Services, Inc.
SPN
$365K ﹤0.01%
+3,418
New +$337K
IVR icon
3027
Invesco Mortgage Capital
IVR
$805M
$364K ﹤0.01%
2,127
+664
+45% +$112K
ALG icon
3028
Alamo Group
ALG
$2.01B
$363K ﹤0.01%
3,381
-100
-3% -$9.36K
MITT
3029
TPG Mortgage Investment Trust
MITT
$214M
$363K ﹤0.01%
+6,293
New +$358K
VWTR
3030
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$363K ﹤0.01%
+21,747
New +$361K
UNFI icon
3031
United Natural Foods
UNFI
$2.94B
$362K ﹤0.01%
8,701
-19,034
-69% -$708K
BSRR icon
3032
Sierra Bancorp
BSRR
$514M
$361K ﹤0.01%
+13,301
New +$339K
CDP icon
3033
COPT Defense Properties
CDP
$4.25B
$361K ﹤0.01%
+11,001
New +$367K
IDCC icon
3034
PUT
InterDigital
IDCC
$8.8B
$361K ﹤0.01%
+4,900
New +$359K
LYV icon
3035
CALL
Live Nation Entertainment
LYV
$43B
$361K ﹤0.01%
+8,300
New +$322K
STBZ
3036
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$360K ﹤0.01%
12,549
+480
+4% +$13K
ASMB icon
3037
Assembly Biosciences
ASMB
$718M
$359K ﹤0.01%
+856
New +$262K
OLP
3038
One Liberty Properties
OLP
$537M
$359K ﹤0.01%
14,739
-2,619
-15% -$63K
TDAY
3039
USA Today Co
TDAY
$941M
$358K ﹤0.01%
24,192
-11,866
-33% -$163K
HA
3040
CALL
DELISTED
Hawaiian Holdings, Inc.
HA
$357K ﹤0.01%
+9,500
New +$403K
DEA
3041
Easterly Government Properties
DEA
$1.18B
$354K ﹤0.01%
+6,855
New +$344K
LPL icon
3042
LG Display
LPL
$3.29B
$354K ﹤0.01%
+26,351
New +$378K
PAHC icon
3043
Phibro Animal Health
PAHC
$1.43B
$354K ﹤0.01%
9,547
-916
-9% -$34.4K
OCUL icon
3044
Ocular Therapeutix
OCUL
$2.37B
$353K ﹤0.01%
57,146
+14,768
+35% +$95.1K
ROP icon
3045
Roper Technologies
ROP
$41.1B
$353K ﹤0.01%
1,449
-293
-17% -$68.8K
AMRC icon
3046
Ameresco
AMRC
$1.11B
$350K ﹤0.01%
44,817
+15,078
+51% +$107K
AAC
3047
DELISTED
AAC Holdings
AAC
$349K ﹤0.01%
35,123
-7,304
-17% -$62.4K
SEM
3048
DELISTED
Select Medical
SEM
$347K ﹤0.01%
33,571
+5,566
+20% +$51.4K
CHS
3049
PUT
DELISTED
Chicos FAS, Inc.
CHS
$346K ﹤0.01%
38,700
+18,700
+94% +$159K
NTUS
3050
DELISTED
Natus Medical Inc
NTUS
$346K ﹤0.01%
+9,238
New +$326K
120 121
122
123 124

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David Shaw's Q3 2017 Portfolio in Review

As of Q3 2017, David Shaw held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

David Shaw's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • David Shaw's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
  • David Shaw added most to Comcast in Q3 2017, an estimated $354M increase.
  • David Shaw's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
  • David Shaw fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
  • David Shaw's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
  • David Shaw opened 469 new positions and closed 370 in Q3 2017.
  • David Shaw's portfolio value rose 7.7% quarter-over-quarter to $65.1B.

Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.